0001104659-18-051568.txt : 20180813 0001104659-18-051568.hdr.sgml : 20180813 20180813185949 ACCESSION NUMBER: 0001104659-18-051568 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180813 FILED AS OF DATE: 20180813 DATE AS OF CHANGE: 20180813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dummer Wolfgang CENTRAL INDEX KEY: 0001749991 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38630 FILM NUMBER: 181013797 MAIL ADDRESS: STREET 1: 5491 OPTICAL CT. CITY: SAN JOSE STATE: CA ZIP: 95138 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aridis Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001614067 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 320074500 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5941 OPTICAL COURT CITY: SAN JOSE STATE: CA ZIP: 95138 BUSINESS PHONE: (408) 385-1742 MAIL ADDRESS: STREET 1: 5941 OPTICAL COURT CITY: SAN JOSE STATE: CA ZIP: 95138 3 1 a3.xml 3 X0206 3 2018-08-13 0 0001614067 Aridis Pharmaceuticals, Inc. ARDS 0001749991 Dummer Wolfgang C/O ARIDIS PHARMACEUTICALS, INC. 5491 OPTICAL CT. SAN JOSE CA 95138 0 1 0 0 Chief Medical Officer Stock Options 17.20 2028-03-29 Common Stock 56094 D The Stock Options vest in equal installments over 48 months, beginning on March 1, 2018. /s/ Wolfgang Dummer 2018-08-13