0001614042-17-000003.txt : 20170413
0001614042-17-000003.hdr.sgml : 20170413
20170413163821
ACCESSION NUMBER: 0001614042-17-000003
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170410
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capitol Public Finance Group, LLC
CENTRAL INDEX KEY: 0001614042
IRS NUMBER: 202299628
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-00440
FILM NUMBER: 17761041
BUSINESS ADDRESS:
STREET 1: 2436 PROFESSIONAL DRIVE #300
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
BUSINESS PHONE: 9166412734
MAIL ADDRESS:
STREET 1: 2436 PROFESSIONAL DRIVE #300
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
MA-A
1
primary_doc.xml
MA-A
0001614042
XXXXXXXX
Christopher Terry
916-641-2734
cterry@capitolpfg.com
12-31-2016
Y
Capitol Public Finance Group, LLC
20-2299628
866-00462-00
867-00440
2436 Professional Drive #300
Roseville
CA
95661
916-641-2734
916-921-2734
Y
2436 Professional Drive #300
Roseville
CA
95661
www.capitolpfg.com
Christopher
James
Terry
2436 Professional Drive #300
Roseville
CA
95661
9166412734
cterry@capitolpfg.com
Christopher
James
Terry
2436 Professional Drive #300
Roseville
CA
95661
916-641-2734
cterry@capitolpfg.com
December
CA
01-25-2005
N
3
3
0
0
0
12
Municipal Entities
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice On Selection
Y
0
N
N
N
N
N
N
N
N
N
N
N
N
N
For Item 1 Identifying Information, Part A. (1) there seems to be a technical issue with entering information in the block, therefore I am entering our Firm Name in this section. Our Firm Name is: Capitol Public Finance Group, LLC
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N
N
Y
N
Jeffrey
Scott
Small
Member
01-25-2005
D
Y
Cathleen
Marie
Dominico
Member
01-25-2005
C
Y
Christopher
James
Terry
Member
01-25-2005
C
Y
Add
Jeffrey
Scott
Small
Member
01-25-2005
D
Y
Add
Cathleen
Marie
Dominico
Member
01-25-2005
C
Y
Amend
Christopher
James
Terry
Chief Compliance Officer
06-12-2015
C
Y
Christopher Terry
Christopher Terry
Chief Compliance Officer
04-10-2017
N
N
N
N
N
Y
N
N
Y
N
N
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N
N
N
N
N
N
N