0001613983-17-000003.txt : 20170710
0001613983-17-000003.hdr.sgml : 20170710
20170710131034
ACCESSION NUMBER: 0001613983-17-000003
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170630
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Friedman, Luzzatto & Co
CENTRAL INDEX KEY: 0001613983
IRS NUMBER: 752150365
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-00536
FILM NUMBER: 17957111
BUSINESS ADDRESS:
STREET 1: 14755 PRESTON ROAD
STREET 2: SUITE 515
CITY: DALLAS
STATE: TX
ZIP: 75254
BUSINESS PHONE: 9724041011
MAIL ADDRESS:
STREET 1: 14755 PRESTON ROAD
STREET 2: SUITE 515
CITY: DALLAS
STATE: TX
ZIP: 75254
MA-A
1
primary_doc.xml
MA-A
0001613983
XXXXXXXX
Arthur Brickey
972-404-1011
art@fl-co.com
barry@fl-co.com
brenda@fl-co.com
12-31-2016
Y
Friedman, Luzzatto & Co
000019169
75-2150365
866-00398-00
867-00536
008-37193
000019169
14755 PRESTON ROAD
SUITE 515
DALLAS
TX
75254
9724041011
N
14755 PRESTON ROAD
SUITE 515
DALLAS
TX
75254
www.fl-co.com
Barry
Lee
Friedman
14755 Preston Rd
Suite 515
Dallas
TX
75254
9724041011
barry@fl-co.com
Arthur
Gideon
Brickey
14755 Preston Rd
Suite 515
Dallas
TX
75254
9724041011
art@fl-co.com
Carlyle Capital Markets Inc
N
December
TX
12-17-1986
N
5
3
3
0
0
3
Municipal Entities
0
0
0
Not Applicable
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice On Selection
Y
Y
N
0
N
N
N
N
N
N
N
N
N
N
N
N
N
Broker File No. 008-37193
There are no changes to Item 3.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Carlyle Capital Markets Inc
N
75-1832984
Shareholder
12-17-1986
C
Y
Laura
Lea
Friedman
Chief Executive Officer
12-17-1986
C
Y
002176267
Barbara
Friedman
Luzzatto
Shareholder
12-17-1986
B
Y
001620302
Barry
Lee
Friedman
Chief Compliance Officer
12-17-1986
NA
Y
001620299
Carlyle Capital Markets Inc
Barry
Lee
Friedman
Shareholder
12-17-1986
C
Y
001620299
Add
Carlyle Capital Markets Inc
N
75-1832984
Shareholder
12-17-1986
C
Y
Add
Laura
Lea
Friedman
Chief Executive Officer
12-17-1986
C
Y
002176267
Add
Barbara
Friedman
Luzzatto
Shareholder
12-17-1986
B
Y
001620302
Add
Barry
Lee
Friedman
Chief Compliance Officer
12-17-1986
NA
Y
001620299
Add
Carlyle Capital Markets Inc
Barry
Lee
Friedman
Shareholder
12-17-1986
C
Y
001620299
Arthur Brickey
Arthur Brickey
Senior Vice President
06-30-2017
002332643
N
N
N
N
N
Y
N
N
N
N
N
N
Y
N
N
N
N
N
Y
N