0001613872-22-000001.txt : 20220114 0001613872-22-000001.hdr.sgml : 20220114 20220114103756 ACCESSION NUMBER: 0001613872-22-000001 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220113 DATE AS OF CHANGE: 20220114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pop-Lazic & Co. LLC CENTRAL INDEX KEY: 0001613872 IRS NUMBER: 943318675 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-00214 FILM NUMBER: 22530745 BUSINESS ADDRESS: STREET 1: 115 BRUCE STREET CITY: PACIFICA STATE: CA ZIP: 94044 BUSINESS PHONE: 415-346-2312 MAIL ADDRESS: STREET 1: 115 BRUCE STREET CITY: PACIFICA STATE: CA ZIP: 94044 FORMER COMPANY: FORMER CONFORMED NAME: Pop-Lazic & Co. DATE OF NAME CHANGE: 20140715 MA-A 1 primary_doc.xml MA-A 0001613872 XXXXXXXX Alexander Pop-Lazic 415-346-2312 alexpops@zec-ltd.com 12-31-2021 N Pop-Lazic & Co. LLC Pop-Lazic & Co. 94-3318675 866-00065-00 867-00214 415-346-2312 415-929-0784 N Add zecdev.com Alexander NMN Pop-Lazic 415-346-2312 415-929-0784 alexpops@zec-ltd.com Alexander NMN Pop-Lazic 415-346-2312 415-929-0784 alexpops@zec-ltd.com ZEC Financial LLC Y Wyoming Secretary of State 2017-000766411 WY Lamont Financial Services Corporation Y Securities & Exchange Commission CIK: 0001614912 December CA 12-01-1995 N 1 1 1 0 0 0 6 Municipal Entities Other Municipal Advisor Firm -- Lamont Financial Services Corporation 3 0 3 Other Municipal Entities Hourly Charges Fixed Fees Contingent Fees Fixed Fees Other Serving as Municipal Advisor when Lamont Financial Services Corporation is selected for the role in California. Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice ME Other Investments Advice Guaranteed IC Advice On Selection Other Items 1-5 & 9 on behalf of Lamont Financial Services Corporation, a Municipal Advisory firm with whom I have an Independent Contractor relationship. Y 0 N N N N N N N N N N Y N N Y Item 4-F(4). Pop-Lazic & Co. serves as an independent contractor to Lamont Financial Services Corporation with respect to several of its clients. The Total includes Lamont and 5 Municipal Entities served on behalf of Lamont under the Independent contractor arrangement. Item 4-G&H. Refers to maintaining existing client relationships for Lamont Financial Services Corporation and seeking assignments with those clients where I serve as a sub-contractor on the account. Item 4-J. Primary compensation for marketing activities on behalf of Lamont Financial Services lies in serving the municipal client as a sub-contractor under Lamont's Primary Contract with the client when they are selected. My resume and experience are used in RFP responses by Lamont when seeking new business in California. I am also compensated a fixed fee to maintain the relationships with existing clients and seek new assignments under "as needed" contracts. 4-K. Lamont Financial Services Corporation (a New Jersey based Municipal Advisory firm) is counted as a client in 4-F. In the event they are not a client under the definitions for this registration, Pop-Lazic & Co. would be affiliated with them due to the independent contractor relationship between us. Item 4-L. Activities 1-5 & 9, Item (11) refers to serving clients indirectly via the sub-contracting role with Lamont Financial Services Corporation. Pop-Lazic & Co. LLC filed Articles of Organization with the State of California on 7/20/2017. Various State Certifications were sought and obtained to qualify the (LLC) company to do business with the State of California. Once the necessary Certifications were obtained, and the posting requirements for the dba filing were met, Pop-Lazic & Co. LLC became the successor to Pop-Lazic & Co. (Sole Proprietor). N N N N N N N N N N N N N N N N N N N N N N N N Y N Alexander NMN Pop-Lazic Manager/Member/Chief Compliance Officer 10-01-2017 E Y 000000000 Alexander NMN Pop-Lazic Manager/Member/Chief Compliance Officer 10-01-2017 E Y 000000000 Alexander Pop-Lazic Alexander Pop-Lazic Manager/Sole Member/CCO 01-13-2022 N N Y N N Y N N N Y N N Y N N N N N N N N