0001613872-19-000002.txt : 20190206
0001613872-19-000002.hdr.sgml : 20190206
20190206115421
ACCESSION NUMBER: 0001613872-19-000002
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pop-Lazic & Co. LLC
CENTRAL INDEX KEY: 0001613872
IRS NUMBER: 943318675
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-00214
FILM NUMBER: 19570441
BUSINESS ADDRESS:
STREET 1: 115 BRUCE STREET
CITY: PACIFICA
STATE: CA
ZIP: 94044
BUSINESS PHONE: 415-346-2312
MAIL ADDRESS:
STREET 1: 115 BRUCE STREET
CITY: PACIFICA
STATE: CA
ZIP: 94044
FORMER COMPANY:
FORMER CONFORMED NAME: Pop-Lazic & Co.
DATE OF NAME CHANGE: 20140715
MA-A
1
primary_doc.xml
MA-A
0001613872
XXXXXXXX
Alexander Pop-Lazic
415-346-2312
alexpops@zec-ltd.com
12-31-2018
N
Pop-Lazic & Co. LLC
Pop-Lazic & Co.
94-3318675
866-00065-00
867-00214
415-346-2312
415-929-0784
N
Add
zecdev.com
Alexander
NMN
Pop-Lazic
Manager/Member/Chief Compliance Officer
415-346-2312
415-929-0784
alexpops@zec-ltd.com
Alexander
NMN
Pop-Lazic
Manager/Member/Chief Compliance Officer
415-346-2312
415-929-0784
alexpops@zec-ltd.com
ZEC Financial LLC
Y
Wyoming Secretary of State
2017-000766411
WY
Lamont Financial Services Corporation
Y
Securities & Exchange Commission
CIK: 0001614912
December
CA
12-01-1995
N
1
1
1
0
0
0
6
Municipal Entities
Other
Municipal Advisor Firm -- Lamont Financial Services Corporation
3
0
3
Other
Municipal Entities
Hourly Charges
Fixed Fees
Contingent Fees
Fixed Fees
Other
Serving as Municipal Advisor when Lamont Financial Services Corporation is selected for the role in California.
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice ME Other Investments
Advice Guaranteed IC
Advice On Selection
Other
Items 1-5 & 9 on behalf of Lamont Financial Services Corporation, a Municipal Advisory firm with whom I have an Independent Contractor relationship.
Y
0
N
N
N
N
N
N
N
N
N
N
Y
N
N
Y
Item 4-F(4). Pop-Lazic & Co. serves as an independent contractor to Lamont Financial Services Corporation with respect to several of its clients. The Total includes Lamont and 5 Municipal Entities served on behalf of Lamont under the Independent contractor arrangement. Item 4-G&H. Refers to maintaining existing client relationships for Lamont Financial Services Corporation and seeking assignments with those clients where I serve as a sub-contractor on the account. Item 4-J. Primary compensation for marketing activities on behalf of Lamont Financial Services lies in serving the municipal client as a sub-contractor under Lamont's Primary Contract with the client when they are selected. My resume and experience are used in RFP responses by Lamont when seeking new business in California. I am also compensated a fixed fee to maintain the relationships with existing clients and seek new assignments under "as needed" contracts. 4-K. Lamont Financial Services Corporation (a New Jersey based Municipal Advisory firm) is counted as a client in 4-F. In the event they are not a client under the definitions for this registration, Pop-Lazic & Co. would be affiliated with them due to the independent contractor relationship between us. Item 4-L. Activities 1-5 & 9, Item (11) refers to serving clients indirectly via the sub-contracting role with Lamont Financial Services Corporation.
Pop-Lazic & Co. LLC filed Articles of Organization with the State of California on 7/20/2017. Various State Certifications were sought and obtained to qualify the (LLC) company to do business with the State of California. Once the necessary Certifications were obtained, and the posting requirements for the dba filing were met, Pop-Lazic & Co. LLC became the successor to Pop-Lazic & Co. (Sole Proprietor).
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Alexander
NMN
Pop-Lazic
Manager/Member/Chief Compliance Officer
10-01-2017
E
Y
000000000
Amend
Alexander
NMN
Pop-Lazic
Manager/Member/Chief Compliance Officer
10-01-2017
E
Y
000000000
Alexander Pop-Lazic
Alexander Pop-Lazic
Manager/Member/Chief Compliance Officer
01-15-2019
N
N
Y
N
N
Y
N
N
N
Y
N
N
Y
N
N
N
N
N
N
N