0001613831-14-000004.txt : 20140827 0001613831-14-000004.hdr.sgml : 20140827 20140827075211 ACCESSION NUMBER: 0001613831-14-000004 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: C. M. de Crinis & Co., Inc. CENTRAL INDEX KEY: 0001613831 IRS NUMBER: 954259144 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02315 FILM NUMBER: 141066770 BUSINESS ADDRESS: STREET 1: 100 NO. BRAND BLVD. STREET 2: SUITE 605 CITY: GLENDALE STATE: CA ZIP: 91203 BUSINESS PHONE: 818-385-4900 MAIL ADDRESS: STREET 1: 100 NO. BRAND BLVD. STREET 2: SUITE 605 CITY: GLENDALE STATE: CA ZIP: 91203 MA-I 1 primary_doc.xml MA-I 0001613831 XXXXXXXX Kimberly McManus 973-618-9500 kmcmanus@alternativereg.com N Richard Gary Kiss N 1 0001613831 C. M. de Crinis & Co., Inc. 06-30-2014 N 07-30-2014 0001613831 SUPERVISED 06-30-2014 100 NO. BRAND BLVD. SUITE 605 GLENDALE CA 91203 LOCATED 06-30-2014 06-2014 C. M. de Crinis & Co., Inc. GLENDALE CA 91203 Y N Managing Director 06-2013 06-2014 Jefferies, LLC SAN FRANCISCO CA 94104 Y Y Managing Director 05-1994 06-2013 Piper Jeffrey SAN FRANCISCO CA 94104 Y Y Managing Director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-29-2014 Kimberly McManus President of ARS