0001477932-16-010859.txt : 20160615 0001477932-16-010859.hdr.sgml : 20160615 20160615142220 ACCESSION NUMBER: 0001477932-16-010859 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160430 FILED AS OF DATE: 20160615 DATE AS OF CHANGE: 20160615 EFFECTIVENESS DATE: 20160615 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rosewood Resources, Inc. CENTRAL INDEX KEY: 0001613809 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 611733971 STATE OF INCORPORATION: NV FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 000-55536 FILM NUMBER: 161715002 BUSINESS ADDRESS: STREET 1: 8 DORSET PLACE, 65 DORSET ROAD CITY: PARKWOOD, JOHANNESBURG STATE: T3 ZIP: 2193 BUSINESS PHONE: 228-868-9352 MAIL ADDRESS: STREET 1: 8 DORSET PLACE, 65 DORSET ROAD CITY: PARKWOOD, JOHANNESBURG STATE: T3 ZIP: 2193 NT 10-Q 1 rosewood_nt10q.htm NT 10-Q rosewood_nt10q.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 12b-25

 

NOTIFICATION OF LATE FILING

 

Commission File Number: 333-199690

 

(Check one):

¨ Form 10-K      ¨ Form 20-F      ¨ Form 11-K      x Form 10-Q      ¨ Form N-SAR      ¨ Form N-CSR

 

 

For Period Ended: April 30, 2016

 

 

 

 

¨

Transition Report on Form 10-K

 

¨

Transition Report on Form 20-F

 

¨

Transition Report on Form 11-K

 

¨

Transition Report on Form 10-Q

 

¨

Transition Report on Form N-SAR

 

 

 

 

For the Transition Period Ended: ____________________

 

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: Not applicable

 

PART I - REGISTRANT INFORMATION

 

Rosewood Resources, Inc.

 

Full Name of Registrant

 

 

 

 

 

Former Name if Applicable

 

 

 

8 Dorset Place, 65 Dorset Road, Parkwood, Johannesburg, South Africa, 2193

 

Address of Principal Executive Office

 

 

  

 

PART II - RULES 12b-25(b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the Registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.)

 

x 

(a)

The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;

 

 

(b)

The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

 

 

(c)

The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

PART III – NARRATIVE

 

State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR or the transition report or portion thereof, could not be filed within the prescribed time period.

 

Rosewood Resources, Inc. (the "Company") could not complete the filing of its Quarterly Report on Form 10-Q for the period ended April 30, 2016 due to a delay in obtaining and compiling information required to be included in the Company's Form 10-Q,which delay could not be eliminated by the Company without unreasonable effort and expense. In accordance with Rule 12b-25 of the Securities Exchange Act of 1934, as amended, the Company will file its Form 10-Q no later than the fifth calendar day following the prescribed due date.

 
 

PART IV - OTHER INFORMATION

 

(1)

Name and telephone number of person to contact in regard to this notification

 

B. Gordon Brooke

 

416

819-3795

(Name)

 

(Area Code)

 

(Telephone Number)

 

(2)

Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). x Yes      ¨ No

 

(3)

Is it anticipated that any significant change in results of operation for the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? ¨ Yes      x No

 

 

 

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

 

 

 
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Rosewood Resources, Inc.

(Exact name of Registrant as specified in its Charter)

 

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized. 

 

Date: June 15, 2016By:/s/ B. Gordon Brooke

 

 

 

B. Gordon Brooke

 

 

 

Chief Financial Officer and Director

 

 

INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form.

 

ATTENTION

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (see 18 U.S.C. 1001).

 

GENERAL INSTRUCTIONS

 

1.

This form is required by Rule 12b-25 of the General Rules and Regulations under the Securities Exchange Act of 1934.

 

2.

One signed original and four conformed copies of this form and amendments thereto must be completed and filed with the Securities and Exchange Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of the General Rules and Regulations under the Act. The information contained in or filed with the form will be made a matter of public record in the Commission files.

 

3.

A manually signed copy of the form and amendments thereto shall be filed with each national securities exchange on which any class of securities of the registrant is registered.

 

4.

Amendments to the notifications must also be filed on Form 12b-25 but need not restate information that has been correctly furnished. The form shall be clearly identified as an amended notification.

 


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