0001652362-20-000091.txt : 20200518 0001652362-20-000091.hdr.sgml : 20200518 20200518211129 ACCESSION NUMBER: 0001652362-20-000091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200514 FILED AS OF DATE: 20200518 DATE AS OF CHANGE: 20200518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Melman Gil CENTRAL INDEX KEY: 0001613697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 20891456 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LN STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Infrastructure & Energy Alternatives, Inc. CENTRAL INDEX KEY: 0001652362 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 474787177 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6325 DIGITAL WAY STREET 2: SUITE 460 CITY: INDIANAPOLIS STATE: IN ZIP: 46278 BUSINESS PHONE: (765) 828-2580 MAIL ADDRESS: STREET 1: 6325 DIGITAL WAY STREET 2: SUITE 460 CITY: INDIANAPOLIS STATE: IN ZIP: 46278 FORMER COMPANY: FORMER CONFORMED NAME: M III Acquisition Corp. DATE OF NAME CHANGE: 20150902 4 1 wf-form4_158985067158148.xml FORM 4 X0306 4 2020-05-14 0 0001652362 Infrastructure & Energy Alternatives, Inc. IEA 0001613697 Melman Gil C/O INFRASTRUCTURE AND ENERGY ALT., INC. 6325 DIGITAL WAY, SUITE 460 INDIANAPOLIS IN 46278 0 1 0 0 General Counsel Common Stock, par value $0.0001 per share 2020-05-14 4 A 0 34286 0 A 125082 D Common Stock, par value $0.0001 per share 2020-05-15 4 P 0 5000 1.799 A 130082 D Represents restricted stock units "RSUs" which will vest in three equal annual installments beginning on the first anniversary of March 26, 2020. In addition to the RSUs described in footnote 1, the Company also granted 51,429 performance-based RSUs that become subject to vesting based upon the Company's actual Adjusted EBITDA for 2020 relative to an Adjusted EBITDA goal. If a minimum Adjusted EBITDA target is not met, no RSUs will become subject to vesting. If the vesting thresholds are met, and depending upon the threshold, a minimum of 40%, and a maximum of 160%, of the RSUs subject to the award will become subject to vesting. After the number of RSUs that may become subject to vesting is determined, such number of RSUs will vest in three annual installments beginning on the first anniversary of March 26, 2020. These restricted stock units will not be included in the total of column 5 until vesting. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.75 to $1.80, inclusive. The reporting person undertakes to provide Infrastructure and Energy Alternatives, Inc., any security holder of Infrastructure and Energy Alternatives, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Represents 11,510 shares of Common Stock, and 118,572 restricted stock units that are subject to forfeiture and vesting. /s/ Gil Melman 2020-05-18