0001613665-22-000022.txt : 20220203 0001613665-22-000022.hdr.sgml : 20220203 20220203173236 ACCESSION NUMBER: 0001613665-22-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220201 FILED AS OF DATE: 20220203 DATE AS OF CHANGE: 20220203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERKONEN SCOTT EDWARD CENTRAL INDEX KEY: 0001732894 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36688 FILM NUMBER: 22589884 MAIL ADDRESS: STREET 1: C/O GREAT WESTERN BANCORP, INC. STREET 2: 225 S MAIN AVENUE CITY: SIOUX FALLS STATE: SD ZIP: 57104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Western Bancorp, Inc. CENTRAL INDEX KEY: 0001613665 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 471308512 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 225 S. MAIN AVENUE CITY: SIOUX FALLS STATE: SD ZIP: 57104 BUSINESS PHONE: 605-334-2548 MAIL ADDRESS: STREET 1: 225 S. MAIN AVENUE CITY: SIOUX FALLS STATE: SD ZIP: 57104 4 1 wf-form4_164392754074900.xml FORM 4 X0306 4 2022-02-01 1 0001613665 Great Western Bancorp, Inc. GWB 0001732894 ERKONEN SCOTT EDWARD C/O GREAT WESTERN BANCORP, INC. 225 SOUTH MAIN AVENUE SIOUX FALLS SD 57104 0 1 0 0 Chief Information Officer Common Stock, par value $0.01 per share 2022-02-01 4 M 0 243 0 A 4454 D Common Stock, par value $0.01 per share 2022-02-01 4 M 0 966 0 A 5420 D Common Stock, par value $0.01 per share 2022-02-01 4 M 0 1569 0 A 6989 D Common Stock, par value $0.01 per share 2022-02-01 4 F 0 756 0 D 6233 D Common Stock, par value $0.01 per share 2022-02-01 4 A 0 727 0 A 6960 D Common Stock, par value $0.01 per share 2022-02-01 4 A 0 1839 0 A 8799 D Common Stock, par value $0.01 per share 2022-02-01 4 F 0 762 0 D 8037 D Restricted Stock Units - 2019 2022-02-01 4 M 0 243 0 D Common Stock, par value $0.01 per share 243.0 0 D Restricted Stock Units - 2020 2022-02-01 4 M 0 966 0 D Common Stock, par value $0.01 per share 966.0 0 D Restricted Stock Units - 2021 2022-02-01 4 M 0 1569 0 D Common Stock, par value $0.01 per share 1569.0 0 D The restricted stock units vest in three equal installments beginning on November 29, 2020. The vesting of the restricted stock units accelerated upon change in control. The restricted stock units vest in three equal installments beginning on November 27, 2021. The vesting of the restricted stock units accelerated upon change in control. The restricted stock units vest in three annual equal installments beginning on November 26, 2022. The vesting of the restricted stock units accelerated upon change in control. The units representing these shares were surrendered to satisfy tax withholding obligations on the accelerated vesting of restricted stock unit awards upon change in control. The accelerated vesting and issuance of performance stock units granted in November 2019 based on pre-established performance objectives which vested upon change in control at target. The accelerated vesting and issuance of performance stock units granted in November 2020 based on pre-established performance objectives which vested upon change in control at the higher of actual or target. The units representing these shares were surrendered to satisfy tax withholding obligations on the accelerated vesting of performance stock unit awards upon change in control. Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. Donald J. Straka, as attorney-in-fact for Scott Edward Erkonen 2022-02-03