0001613665-17-000050.txt : 20171003 0001613665-17-000050.hdr.sgml : 20171003 20171003180109 ACCESSION NUMBER: 0001613665-17-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171002 FILED AS OF DATE: 20171003 DATE AS OF CHANGE: 20171003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chapman Peter Robert CENTRAL INDEX KEY: 0001622151 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36688 FILM NUMBER: 171119552 MAIL ADDRESS: STREET 1: C/O GREAT WESTERN BANCORP, INC. STREET 2: 100 NORTH PHILLIPS AVE. CITY: SIOUX FALLS STATE: SD ZIP: 57104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Western Bancorp, Inc. CENTRAL INDEX KEY: 0001613665 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 471308512 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 225 S. MAIN AVENUE CITY: SIOUX FALLS STATE: SD ZIP: 57104 BUSINESS PHONE: 605-334-2548 MAIL ADDRESS: STREET 1: 225 S. MAIN AVENUE CITY: SIOUX FALLS STATE: SD ZIP: 57104 4 1 wf-form4_150706805570270.xml FORM 4 X0306 4 2017-10-02 0 0001613665 Great Western Bancorp, Inc. GWB 0001622151 Chapman Peter Robert C/O GREAT WESTERN BANCORP, INC. 225 SOUTH MAIN AVENUE SIOUX FALLS SD 57104 0 1 0 0 EVP and CFO Common Stock, par value $0.01 per share 2017-10-02 4 A 0 15788 0 A 24545 D Common Stock, par value $0.01 per share 2017-10-02 4 A 0 8812 0 A 33357 D Common Stock, par value $0.01 per share 2017-10-03 4 S 0 4452 40.2219 D 28905 D Common Stock, par value $0.01 per share 2017-10-03 4 S 0 2554 40.2206 D 26351 D Restricted Stock Units - 2014 Common Stock, par value $0.01 per share 2084.0 2084 D Restricted Stock Units - 2015 Common Stock, par value $0.01 per share 2545.0 2545 D Restricted Stock Units - 2016 Common Stock, par value $0.01 per share 3234.0 3234 D Restricted Stock Units (2016 STI) Common Stock, par value $0.01 per share 2151.0 2151 D The vesting and issuance of performance stock units granted in conjunction with the initial public offering in October 2014 and based on the achievement of pre-established performance objectives over a three-year performance period ended September 30, 2017. The vesting and issuance of performance stock units granted in October 2014 and based on the achievement of pre-established performance objectives over a three year period ended September 30, 2017. These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 to satisfy tax obligations on the vesting of performance stock unit awards. These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 to satisfy tax obligations on the vesting of restricted stock unit awards. Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. The restricted stock units vest in three annual equal installments beginning on October 20, 2015. The restricted stock units have no expiration date. The restricted stock units vest in three annual equal installments beginning on December 4, 2016. The restricted stock units have no expiration date. The restricted stock units vest in three annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date. The restricted stock units vest on December 2, 2017. The restricted stock units have no expiration date. Donald J. Straka, as attorney-in-fact for Peter Robert Chapman 2017-10-03