0001104659-22-039612.txt : 20220329 0001104659-22-039612.hdr.sgml : 20220329 20220329194235 ACCESSION NUMBER: 0001104659-22-039612 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220328 FILED AS OF DATE: 20220329 DATE AS OF CHANGE: 20220329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Noto Anthony CENTRAL INDEX KEY: 0001613438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39606 FILM NUMBER: 22782741 MAIL ADDRESS: STREET 1: C/O SOFI TECHNOLOGIES, INC. STREET 2: 234 1ST STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SoFi Technologies, Inc. CENTRAL INDEX KEY: 0001818874 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 981547291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 234 1ST STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (855) 456-7634 MAIL ADDRESS: STREET 1: 234 1ST STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: Social Capital Hedosophia Holdings Corp. V DATE OF NAME CHANGE: 20200722 4 1 tm2210650-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-03-28 0 0001818874 SoFi Technologies, Inc. SOFI 0001613438 Noto Anthony C/O SOFI TECHNOLOGIES, INC. 234 1ST STREET SAN FRANCISCO CA 94105 1 1 0 0 Chief Executive Officer Restricted Stock Unit 2022-03-28 4 A 0 1016261 0.00 A Common Stock 1016261 7479959 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 254,065 RSUs per quarter, starting with the quarterly vesting date in March 2025, in equal quarterly installments (other than with respect to the June 2025 quarterly vesting date when 254,066 RSUs will vest), subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing approximately 1/4th of the total number of RSUs originally granted pursuant to this award. /s/ Deanna Smith, Attorney-in-Fact 2022-03-29