0001104659-22-039612.txt : 20220329
0001104659-22-039612.hdr.sgml : 20220329
20220329194235
ACCESSION NUMBER: 0001104659-22-039612
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220328
FILED AS OF DATE: 20220329
DATE AS OF CHANGE: 20220329
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Noto Anthony
CENTRAL INDEX KEY: 0001613438
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39606
FILM NUMBER: 22782741
MAIL ADDRESS:
STREET 1: C/O SOFI TECHNOLOGIES, INC.
STREET 2: 234 1ST STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SoFi Technologies, Inc.
CENTRAL INDEX KEY: 0001818874
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 981547291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 234 1ST STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: (855) 456-7634
MAIL ADDRESS:
STREET 1: 234 1ST STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: Social Capital Hedosophia Holdings Corp. V
DATE OF NAME CHANGE: 20200722
4
1
tm2210650-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-03-28
0
0001818874
SoFi Technologies, Inc.
SOFI
0001613438
Noto Anthony
C/O SOFI TECHNOLOGIES, INC.
234 1ST STREET
SAN FRANCISCO
CA
94105
1
1
0
0
Chief Executive Officer
Restricted Stock Unit
2022-03-28
4
A
0
1016261
0.00
A
Common Stock
1016261
7479959
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 254,065 RSUs per quarter, starting with the quarterly vesting date in March 2025, in equal quarterly installments (other than with respect to the June 2025 quarterly vesting date when 254,066 RSUs will vest), subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing approximately 1/4th of the total number of RSUs originally granted pursuant to this award.
/s/ Deanna Smith, Attorney-in-Fact
2022-03-29