0001104659-22-035130.txt : 20220317
0001104659-22-035130.hdr.sgml : 20220317
20220317173044
ACCESSION NUMBER: 0001104659-22-035130
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220315
FILED AS OF DATE: 20220317
DATE AS OF CHANGE: 20220317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Noto Anthony
CENTRAL INDEX KEY: 0001613438
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39606
FILM NUMBER: 22750028
MAIL ADDRESS:
STREET 1: C/O SOFI TECHNOLOGIES, INC.
STREET 2: 234 1ST STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SoFi Technologies, Inc.
CENTRAL INDEX KEY: 0001818874
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 981547291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 234 1ST STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: (855) 456-7634
MAIL ADDRESS:
STREET 1: 234 1ST STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: Social Capital Hedosophia Holdings Corp. V
DATE OF NAME CHANGE: 20200722
4
1
tm229666-3_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-03-15
0
0001818874
SoFi Technologies, Inc.
SOFI
0001613438
Noto Anthony
C/O SOFI TECHNOLOGIES, INC.
234 1ST STREET
SAN FRANCISCO
CA
94105
1
1
0
0
Chief Executive Officer
Common Stock
2022-03-15
4
M
0
94854
A
3077024
D
Common Stock
2022-03-15
4
F
0
48993
8.55
D
3028031
D
Common Stock
2022-03-17
4
P
0
34000
8.9120
A
3062031
D
Restricted Stock Unit
2022-03-15
4
M
0
94854
0.00
D
Common Stock
94854
6463698
D
Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
The reported transactions were executed in multiple trades. The purchase price of $8.9120 reported in Column 4 is the weighted average purchase price for the 34,000 shares acquired by the Reporting Person within a range of $8.895 to $8.920 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.
/s/ Deanna Smith, Attorney-in-Fact
2022-03-17