0001104659-21-116537.txt : 20210916 0001104659-21-116537.hdr.sgml : 20210916 20210916200249 ACCESSION NUMBER: 0001104659-21-116537 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210914 FILED AS OF DATE: 20210916 DATE AS OF CHANGE: 20210916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Noto Anthony CENTRAL INDEX KEY: 0001613438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39606 FILM NUMBER: 211259010 MAIL ADDRESS: STREET 1: C/O SOCIAL FINANCE, INC. STREET 2: 234 1ST STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SoFi Technologies, Inc. CENTRAL INDEX KEY: 0001818874 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 981547291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 234 1ST STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (855) 456-7634 MAIL ADDRESS: STREET 1: 234 1ST STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: Social Capital Hedosophia Holdings Corp. V DATE OF NAME CHANGE: 20200722 4 1 tm2127834-5_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-09-14 0 0001818874 SoFi Technologies, Inc. SOFI 0001613438 Noto Anthony C/O SOFI TECHNOLOGIES, INC. 234 1ST STREET SAN FRANCISCO CA 94105 1 1 0 0 Chief Executive Officer Common Stock 2021-09-14 4 M 0 94852 A 2579262 D Common Stock 2021-09-14 4 F 0 47028 15.01 D 2532234 D Restricted Stock Unit 2021-09-14 4 M 0 94852 0.00 D Common Stock 94852 6932481 D Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. /s/ Deanna Smith, Attorney-in-Fact 2021-09-16