0001209191-21-050452.txt : 20210809 0001209191-21-050452.hdr.sgml : 20210809 20210809175141 ACCESSION NUMBER: 0001209191-21-050452 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210730 FILED AS OF DATE: 20210809 DATE AS OF CHANGE: 20210809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Knox Tracy CENTRAL INDEX KEY: 0001613293 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39774 FILM NUMBER: 211157699 MAIL ADDRESS: STREET 1: 5808 LAKE WASHINGTON BLVD. NE, SUITE 300 CITY: KIRKLAND STATE: WA ZIP: 98033 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROVER GROUP, INC. CENTRAL INDEX KEY: 0001826018 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 720 OLIVE WAY, 19TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: (888) 453-7889 MAIL ADDRESS: STREET 1: 720 OLIVE WAY, 19TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: Nebula Caravel Acquisition Corp. DATE OF NAME CHANGE: 20200924 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2021-07-30 0 0001826018 ROVER GROUP, INC. ROVR 0001613293 Knox Tracy C/O ROVER GROUP, INC. 720 OLIVE WAY, 19TH FLOOR SEATTLE WA 98101 0 1 0 0 Chief Financial Officer No securities are beneficially owned 0 D Stock Option (right to buy) 1.80 2027-11-07 Class A Common Stock 222327 D Stock Option (right to buy) 1.80 2027-11-07 Class A Common Stock 371957 D Stock Option (right to buy) 1.80 2028-02-23 Class A Common Stock 263089 D Stock Option (right to buy) 1.99 2029-04-25 Class A Common Stock 402986 D Stock Option (right to buy) 1.99 2030-06-26 Class A Common Stock 258122 D 25% of the shares subject to the option vested on October 17, 2017, and 1/48th vests monthly thereafter. Reflects shares of Class A common stock, par value $0.0001, of Rover Group, Inc., f/k/a Nebula Caravel Acquisition Corp. (the "Issuer"), acquired on July 30, 2021, upon the completion of the merger pursuant to the Business Combination Agreement, dated as of February 10, 2021, by and among the Issuer, Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Nebula Caravel Acquisition Corp., and A Place for Rover, Inc., a Delaware corporation (the "Merger"). At the effective time of the Merger (the "Effective Time"), each option was converted into the right to receive 1.2006 shares of the Class A common stock of the Issuer, subject to rounding. 7/48ths of the shares subject to the option vest on October 17, 2018 and 1/48th vests monthly thereafter on the 15th day of the month. This option was originally granted on April 25, 2019 and repriced on July 13, 2020. 1/48 of the total number of shares vested on May 1, 2019 and 1/48th vests monthly thereafter. 1/48 of the total number of shares vested monthly on April 1, 2020, and 1/48th vests monthly thereafter. /s/ Tracy Knox 2021-08-09