0001613001-20-000002.txt : 20200415
0001613001-20-000002.hdr.sgml : 20200415
20200415184418
ACCESSION NUMBER: 0001613001-20-000002
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200325
DATE AS OF CHANGE: 20200415
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Acacia Financial Group, Inc.
CENTRAL INDEX KEY: 0001613001
IRS NUMBER: 204775407
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-00271
FILM NUMBER: 20794715
BUSINESS ADDRESS:
STREET 1: 601 ROUTE 73 NORTH
STREET 2: SUITE 206
CITY: MARLTON
STATE: NJ
ZIP: 08053
BUSINESS PHONE: 8562342266
MAIL ADDRESS:
STREET 1: 601 ROUTE 73 NORTH
STREET 2: SUITE 206
CITY: MARLTON
STATE: NJ
ZIP: 08053
MA-A
1
primary_doc.xml
MA-A
0001613001
XXXXXXXX
Hollie Gauntt
856-234-2266
hgauntt@acaciafin.com
12-31-2019
Y
Acacia Financial Group, Inc.
20-4775407
866-00108-00
867-00271
Municipal Securities Rulemaking Board
K0116
6000 Midlantic Drive
Suite 410 North
Mt. Laurel
NJ
08054
8562342266
Add
26 Park Street, Suite 2010
Montclair
NJ
07042
973-509-3990
973-509-1033
Add
221 N. LaSalle Street, Suite 2010
Chicago
IL
60601
312-269-0041
312-236-1407
Amend
1441 Broadway, 5th Floor, Suite 5104
New York
NY
10018
212-432-4020
212-432-4021
Add
111 Anza Boulevard, Suite 107
Burlingame
CA
94010
650-619-0007
650-348-7684
Add
66 East Lynn Street
Columbus
OH
43215
614-464-2694
Y
6000 Midlantic Drive
Suite 410 North
Mt. Laurel
NJ
08054
www.acaciafin.com
Jay
Elwood
Esche
Senior Compliance Consultant
706-974-7979
603-434-5899
jesche@regmaven.com
Hollie
Rosenberg
Gauntt
Office Manager
6000 Midlantic Drive
Suite 410 North
Mt. Laurel
NJ
08054
856-234-2266
856-234-6697
hgauntt@acaciafin.com
Acacia Investment Advisory Group, Inc.
Y
Municipal Securities Rulemaking Board
K0118
December
NJ
04-26-2006
N
15
15
0
0
0
125
Municipal Entities
Non-profit organizations
Corporations or other businesses
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice Guaranteed IC
Advice Use Of MD
Advice On Selection
N
Investment Adviser
Other municipal advisor
1
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Kim
Maureen
Whelan
Co-President
05-06-2006
C
Y
000000000
Noreen
Patricia
White
Co-President
05-06-2006
C
Y
000000000
Peter
David
Nissen
Managing Director
05-06-2006
B
N
000000000
Joshua
Christopher
Nyikita
Managing Director
05-06-2006
B
N
000000000
Jennifer
Grace
Edwards
Managing Director
01-01-2011
NA
N
000000000
Jay
Elwood
Esche
Chief Compliance Officer
01-01-2016
NA
N
6434040
Kim
Maureen
Whelan
Co-President
05-06-2006
C
Y
000000000
Noreen
Patricia
White
Co-President
05-06-2006
C
Y
000000000
Peter
David
Nissen
Managing Director
05-06-2006
B
N
000000000
Joshua
Christopher
Nyikita
Managing Director
05-06-2006
B
N
000000000
Jennifer
Grace
Edwards
Managing Director
01-01-2011
NA
N
000000000
Jay
Elwood
Esche
Chief Compliance Officer
01-01-2016
NA
N
6434040
Kim M. Whelan
Kim M. Whelan
Co-President
03-25-2020
N
N
N
N
N
Y
N
Y
Y
N
N
N
Y
N
N
N
N
N
N
N
N