0001613001-19-000014.txt : 20191004 0001613001-19-000014.hdr.sgml : 20191004 20191004172549 ACCESSION NUMBER: 0001613001-19-000014 CONFORMED SUBMISSION TYPE: MA/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190912 DATE AS OF CHANGE: 20191004 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Acacia Financial Group, Inc. CENTRAL INDEX KEY: 0001613001 IRS NUMBER: 204775407 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA/A SEC ACT: 1934 Act SEC FILE NUMBER: 867-00271 FILM NUMBER: 191139258 BUSINESS ADDRESS: STREET 1: 601 ROUTE 73 NORTH STREET 2: SUITE 206 CITY: MARLTON STATE: NJ ZIP: 08053 BUSINESS PHONE: 8562342266 MAIL ADDRESS: STREET 1: 601 ROUTE 73 NORTH STREET 2: SUITE 206 CITY: MARLTON STATE: NJ ZIP: 08053 MA/A 1 primary_doc.xml MA/A 0001613001 XXXXXXXX Hollie Gauntt 856-234-2266 hgauntt@acaciafin.com Acacia Financial Group, Inc. 20-4775407 866-00108-00 867-00271 Municipal Securities Rulemaking Board K0116 6000 Midlantic Drive Suite 410 North Mt. Laurel NJ 08054 8562342266 Add 26 Park Street, Suite 2010 Montclair NJ 07042 973-509-3990 973-509-1033 Add 221 N. LaSalle Street, Suite 2010 Chicago IL 60601 312-269-0041 312-236-1407 Add 1441 Broadway, 5th Floor, Suite 5017 New York NY 10018 212-432-4020 212-432-4021 Add 111 Anza Boulevard, Suite 107 Burlingame CA 94010 650-619-0007 650-348-7684 Add 66 East Lynn Street Columbus OH 43215 614-464-2694 Y 6000 Midlantic Drive Suite 410 North Mt. Laurel NJ 08054 www.acaciafin.com Jay Elwood Esche 706-974-7979 603-434-5899 jesche@regmaven.com Hollie Rosenberg Gauntt

6000 Midlantic Drive Suite 410 North Mt. Laurel NJ 08054

856-234-2266 856-234-6697 hgauntt@acaciafin.com Acacia Investment Advisory Group, Inc. Y Municipal Securities Rulemaking Board K0118 December NJ 04-26-2006 N 15 15 0 0 0 125 Municipal Entities Non-profit organizations Corporations or other businesses 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection N Investment Adviser Other municipal advisor 1 N N N N N N N N N N Y N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N Kim Maureen Whelan Co-President 05-06-2006 C Y 000000000 Noreen Patricia White Co-President 05-06-2006 C Y 000000000 Peter David Nissen Managing Director 05-06-2006 B N 000000000 Joshua Christopher Nyikita Managing Director 05-06-2006 B N 000000000 Jennifer Grace Edwards Managing Director 01-01-2011 NA N 000000000 Jay Elwood Esche Chief Compliance Officer 01-01-2016 NA N 6434040 Kim Maureen Whelan Co-President 05-06-2006 C Y 000000000 Noreen Patricia White Co-President 05-06-2006 C Y 000000000 Peter David Nissen Managing Director 05-06-2006 B N 000000000 Joshua Christopher Nyikita Managing Director 05-06-2006 B N 000000000 Jennifer Grace Edwards Managing Director 01-01-2011 NA N 000000000 Jay Elwood Esche Chief Compliance Officer 01-01-2016 NA N 6434040 Kim M. Whelan Kim M. Whelan Co-President 09-12-2019 N N N N N Y N Y Y N N N Y N N N N N N N N