0001612952-23-000005.txt : 20231219 0001612952-23-000005.hdr.sgml : 20231219 20231219072609 ACCESSION NUMBER: 0001612952-23-000005 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: VASWANI,GERRI,LYNN, FILED AS OF DATE: 20231218 DATE AS OF CHANGE: 20231219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yuba Group LLC CENTRAL INDEX KEY: 0001612952 ORGANIZATION NAME: IRS NUMBER: 272627120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-00890 FILM NUMBER: 231495626 BUSINESS ADDRESS: STREET 1: 236 WEST 27TH STREET STREET 2: UNIT 1402 CITY: NEW YORK CITY STATE: NY ZIP: 10001 BUSINESS PHONE: 212-518-6166 MAIL ADDRESS: STREET 1: 7 TROTTING HORSE DRIVE CITY: LEXINGTON STATE: MA ZIP: 02421 MA-I/A 1 primary_doc.xml MA-I/A 0001612952 XXXXXXXX Kenneth McManus 973-618-9508 kenmcmanus@alternativereg.com kenmcmanus@alternativereg.com Y 0001612952-23-000001 N Gerri Lynn Vaswani N 1 0001612952 Yuba Group LLC 01-12-2023 N 867-00105 LOCATED SUPERVISED 01-12-2023 236 WEST 27TH STREET UNIT 1402 NEW YORK CITY NY 10001 Gerri Lynn Magie 01-2023 Yuba Group LLC NEW YORK NY 10001 Y N Director 09-2022 01-2023 Evercrest Advisors, LLC SOUTH ORANGE NJ 07079 Y N Managing Director/Member 11-2011 09-2022 Swap Financial Group, LLC NEW YORK NY 10010 Y Y Managing Director Y 01-2013 25 West 13th Street Rental Property 25 West 13th Street Apt. 6SN NEW YORK NY 10011 N N Rental property Owner/Landlord 2 Ownership and Administrative duties 12-2023 59 John Street Rental Property 59 John Street NEW YORK NY 10038 N N Rental property Owner 2 Ownership and administrative duties N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-18-2023 Kimberly McManus President, Alternative Regulatory Solutions LLC