0001612952-22-000005.txt : 20220105 0001612952-22-000005.hdr.sgml : 20220105 20220105103244 ACCESSION NUMBER: 0001612952-22-000005 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 HAYES,BRIAN,EDWARD, FILED AS OF DATE: 20220104 DATE AS OF CHANGE: 20220105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yuba Group LLC CENTRAL INDEX KEY: 0001612952 IRS NUMBER: 272627120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-00890 FILM NUMBER: 22509791 BUSINESS ADDRESS: STREET 1: 130 W. 30TH STREET STREET 2: LOFT 12C CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-518-6166 MAIL ADDRESS: STREET 1: 130 W. 30TH STREET STREET 2: LOFT 12C CITY: NEW YORK STATE: NY ZIP: 10001 MA-I/A 1 primary_doc.xml MA-I/A 0001612952 XXXXXXXX Kenneth McManus 973-618-9508 kenmcmanus@alternativereg.com kenmcmanus@alternativereg.com Y N Brian Edward Hayes N 1 0001612952 Yuba Group LLC Yuba Group Advisors LLC 07-01-2013 N 07-23-2014 0001612952 LOCATED SUPERVISED 12-10-2021 236 WEST 27th STREET UNIT 1402 NEW YORK NY 10001 07-2013 Yuba Group LLC New York NY 10001 Y N Director 05-2009 06-2013 Mohanty Gargiulo LLC New York NY 10017 Y N Vice President 09-2008 05-2009 Northeastern University Boston MA 02115 N N Student 01-2008 07-2008 American Capital Strategies New York NY 10017 N Y Intern 07-2007 12-2007 Northeastern University Boston MA 02115 N N Student 01-2007 06-2007 UBS Investment Bank New York NY 10019 Y Y Intern 07-2006 12-2006 Northeastern University Boston MA 02115 N N Student 01-2006 06-2006 MFS Investment Management Boston MA 02116 N Y Intern 09-2005 12-2005 Northeastern University Boston MA 02115 N N Student 05-2005 08-2005 Cheryl's Deli Short Hills NJ 07078 N N Clerk 09-2004 05-2005 Northeastern University Boston MA 02115 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-04-2022 Kimberly McManus President, Alternative Regulatory Solutions LLC