0001612952-22-000005.txt : 20220105
0001612952-22-000005.hdr.sgml : 20220105
20220105103244
ACCESSION NUMBER: 0001612952-22-000005
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
HAYES,BRIAN,EDWARD,
FILED AS OF DATE: 20220104
DATE AS OF CHANGE: 20220105
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yuba Group LLC
CENTRAL INDEX KEY: 0001612952
IRS NUMBER: 272627120
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-00890
FILM NUMBER: 22509791
BUSINESS ADDRESS:
STREET 1: 130 W. 30TH STREET
STREET 2: LOFT 12C
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-518-6166
MAIL ADDRESS:
STREET 1: 130 W. 30TH STREET
STREET 2: LOFT 12C
CITY: NEW YORK
STATE: NY
ZIP: 10001
MA-I/A
1
primary_doc.xml
MA-I/A
0001612952
XXXXXXXX
Kenneth McManus
973-618-9508
kenmcmanus@alternativereg.com
kenmcmanus@alternativereg.com
Y
N
Brian
Edward
Hayes
N
1
0001612952
Yuba Group LLC
Yuba Group Advisors LLC
07-01-2013
N
07-23-2014
0001612952
LOCATED
SUPERVISED
12-10-2021
236 WEST 27th STREET
UNIT 1402
NEW YORK
NY
10001
07-2013
Yuba Group LLC
New York
NY
10001
Y
N
Director
05-2009
06-2013
Mohanty Gargiulo LLC
New York
NY
10017
Y
N
Vice President
09-2008
05-2009
Northeastern University
Boston
MA
02115
N
N
Student
01-2008
07-2008
American Capital Strategies
New York
NY
10017
N
Y
Intern
07-2007
12-2007
Northeastern University
Boston
MA
02115
N
N
Student
01-2007
06-2007
UBS Investment Bank
New York
NY
10019
Y
Y
Intern
07-2006
12-2006
Northeastern University
Boston
MA
02115
N
N
Student
01-2006
06-2006
MFS Investment Management
Boston
MA
02116
N
Y
Intern
09-2005
12-2005
Northeastern University
Boston
MA
02115
N
N
Student
05-2005
08-2005
Cheryl's Deli
Short Hills
NJ
07078
N
N
Clerk
09-2004
05-2005
Northeastern University
Boston
MA
02115
N
N
Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-04-2022
Kimberly McManus
President, Alternative Regulatory Solutions LLC