0001765380-20-000035.txt : 20200326
0001765380-20-000035.hdr.sgml : 20200326
20200326161738
ACCESSION NUMBER: 0001765380-20-000035
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
CONLEY,DAVID,JAMES,
FILED AS OF DATE: 20200326
DATE AS OF CHANGE: 20200326
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rockmill Financial Consulting, LLC
CENTRAL INDEX KEY: 0001612918
IRS NUMBER: 461832717
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03996
FILM NUMBER: 20746345
BUSINESS ADDRESS:
STREET 1: 1215 MT. ZION RD. NW
CITY: LANCASTER
STATE: OH
ZIP: 43130
BUSINESS PHONE: 614-300-5015
MAIL ADDRESS:
STREET 1: 1215 MT. ZION RD. NW
CITY: LANCASTER
STATE: OH
ZIP: 43130
MA-I/A
1
primary_doc.xml
MA-I/A
0001612918
XXXXXXXX
David J Conley
614-300-5015
dconley@rockmillfinancial.com
andrew.armstrong@dinsmorecomplianceservices.com
dconley@rockmillfinancial.com
N
N
David
James
Conley
N
1
0001612918
Rockmill Financial Consulting, LLC
01-28-2013
N
867-01030
LOCATED
SUPERVISED
01-28-2013
5700 Camlin Place North
Westerville
OH
43081
01-2013
Rockmill Financial Consulting, LLC
Lancaster
OH
43130
Y
N
Sole Member - Owner
02-2006
01-2013
Robert W. Baird & Co.
Columbus
OH
43215
Y
Y
Managing Director
02-2005
02-2006
Unemployed (non-compete related)
Dublin
OH
43016
N
N
None
08-1989
02-2005
Seasongood & Mayer, LLC
Columbus
OH
43215
Y
Y
Partner
Y
03-2020
Black Box Analytics, LLC
5700 Camlin Place North
Westerville
OH
43081
N
N
Data Collection, Research, and Analysis Firm
Managing Partner
8
Negotiating development and distribution agreements
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-26-2020
Andy Armstrong
Compliance Consultant