0001765380-20-000035.txt : 20200326 0001765380-20-000035.hdr.sgml : 20200326 20200326161738 ACCESSION NUMBER: 0001765380-20-000035 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 CONLEY,DAVID,JAMES, FILED AS OF DATE: 20200326 DATE AS OF CHANGE: 20200326 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rockmill Financial Consulting, LLC CENTRAL INDEX KEY: 0001612918 IRS NUMBER: 461832717 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03996 FILM NUMBER: 20746345 BUSINESS ADDRESS: STREET 1: 1215 MT. ZION RD. NW CITY: LANCASTER STATE: OH ZIP: 43130 BUSINESS PHONE: 614-300-5015 MAIL ADDRESS: STREET 1: 1215 MT. ZION RD. NW CITY: LANCASTER STATE: OH ZIP: 43130 MA-I/A 1 primary_doc.xml MA-I/A 0001612918 XXXXXXXX David J Conley 614-300-5015 dconley@rockmillfinancial.com andrew.armstrong@dinsmorecomplianceservices.com dconley@rockmillfinancial.com N N David James Conley N 1 0001612918 Rockmill Financial Consulting, LLC 01-28-2013 N 867-01030 LOCATED SUPERVISED 01-28-2013 5700 Camlin Place North Westerville OH 43081 01-2013 Rockmill Financial Consulting, LLC Lancaster OH 43130 Y N Sole Member - Owner 02-2006 01-2013 Robert W. Baird & Co. Columbus OH 43215 Y Y Managing Director 02-2005 02-2006 Unemployed (non-compete related) Dublin OH 43016 N N None 08-1989 02-2005 Seasongood & Mayer, LLC Columbus OH 43215 Y Y Partner Y 03-2020 Black Box Analytics, LLC 5700 Camlin Place North Westerville OH 43081 N N Data Collection, Research, and Analysis Firm Managing Partner 8 Negotiating development and distribution agreements N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-26-2020 Andy Armstrong Compliance Consultant