0001612918-17-000002.txt : 20170814
0001612918-17-000002.hdr.sgml : 20170814
20170814152955
ACCESSION NUMBER: 0001612918-17-000002
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rockmill Financial Consulting, LLC
CENTRAL INDEX KEY: 0001612918
IRS NUMBER: 461832717
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03996
FILM NUMBER: 171029732
BUSINESS ADDRESS:
STREET 1: 1215 MT. ZION RD. NW
CITY: LANCASTER
STATE: OH
ZIP: 43130
BUSINESS PHONE: 614-300-5015
MAIL ADDRESS:
STREET 1: 1215 MT. ZION RD. NW
CITY: LANCASTER
STATE: OH
ZIP: 43130
MA-I/A
1
primary_doc.xml
MA-I/A
0001612918
XXXXXXXX
Andrew Armstrong
513-832-5385
andrew.armstrong@dinsmorecomplianceservices.com
dconley@rockmillfinancial.com
N
Y
Emily
Marie
Cannon
N
1
0001612918
Rockmill Financial Consulting, LLC
01-28-2013
N
07-07-2014
0001612918
LOCATED
SUPERVISED
01-28-2013
Emily
Marie
Adams
01-2013
Rockmill Financial Consulting, LLC
Lancaster
OH
43130
Y
N
Director - Public Finance
10-2010
01-2013
Robert W. Baird & Co.
Columbus
OH
43215
Y
Y
Vice President - Public Finance
06-2004
10-2010
Fifth Third Securities, Inc.
Columbus
OH
43215
Y
Y
Analyst
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-14-2017
Andrew Armstrong
Vice President, Compliance Officer