0001612918-17-000002.txt : 20170814 0001612918-17-000002.hdr.sgml : 20170814 20170814152955 ACCESSION NUMBER: 0001612918-17-000002 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rockmill Financial Consulting, LLC CENTRAL INDEX KEY: 0001612918 IRS NUMBER: 461832717 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03996 FILM NUMBER: 171029732 BUSINESS ADDRESS: STREET 1: 1215 MT. ZION RD. NW CITY: LANCASTER STATE: OH ZIP: 43130 BUSINESS PHONE: 614-300-5015 MAIL ADDRESS: STREET 1: 1215 MT. ZION RD. NW CITY: LANCASTER STATE: OH ZIP: 43130 MA-I/A 1 primary_doc.xml MA-I/A 0001612918 XXXXXXXX Andrew Armstrong 513-832-5385 andrew.armstrong@dinsmorecomplianceservices.com dconley@rockmillfinancial.com N Y Emily Marie Cannon N 1 0001612918 Rockmill Financial Consulting, LLC 01-28-2013 N 07-07-2014 0001612918 LOCATED SUPERVISED 01-28-2013 Emily Marie Adams 01-2013 Rockmill Financial Consulting, LLC Lancaster OH 43130 Y N Director - Public Finance 10-2010 01-2013 Robert W. Baird & Co. Columbus OH 43215 Y Y Vice President - Public Finance 06-2004 10-2010 Fifth Third Securities, Inc. Columbus OH 43215 Y Y Analyst N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-14-2017 Andrew Armstrong Vice President, Compliance Officer