0001612756-15-000001.txt : 20150114
0001612756-15-000001.hdr.sgml : 20150114
20150114154952
ACCESSION NUMBER: 0001612756-15-000001
CONFORMED SUBMISSION TYPE: MA/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Roberts Consulting, LLC
CENTRAL INDEX KEY: 0001612756
IRS NUMBER: 341939397
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-00046
FILM NUMBER: 15527218
BUSINESS ADDRESS:
STREET 1: 370 BLAIR CIRCLE
CITY: AURORA
STATE: OH
ZIP: 44202
BUSINESS PHONE: 330-995-1083
MAIL ADDRESS:
STREET 1: 370 BLAIR CIRCLE
CITY: AURORA
STATE: OH
ZIP: 44202
MA/A
1
primary_doc.xml
MA/A
0001612756
XXXXXXXX
Jonathan Roberts
330-995-1083
jonrcllc@gmail.com
Roberts Consulting, LLC
34-1939397
866-00076-00
330-995-1083
330-995-1084
N
robertsadvisor.com
Jonathan
Mark
Roberts
Sole Member / Principal
330-995-1083
330-995-1084
jonrcllc@gmail.com
December
OH
06-08-2000
N
1
1
0
0
0
5
Non-profit organizations
Corporations or other businesses
Other
Issuers of Credit in Structuring or in Workouts of Structured Deals
0
0
0
Hospitals
Colleges
Other
Developers of Affordable Housing, 501(c)3 Cultutral Art, Housing, Senior's Care, Educational Institutions
Hourly Charges
Fixed Fees
Contingent Fees
Other
Contingent Fees Offset by Earlier Recieved Fixed Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice Guaranteed IC
Advice Use Of MD
Other
Advice respecting municipal derivatives per Section L(6) above is not directly solicited but is provided incidental to the other advisory services or upon direct request of the client
Y
Provide similar advice as that used in the Municipal Advisory activities but with respect to transactions in which municipal securities are not involved (including but not limited to 9% Low Income Housing Tax Credit Transactions, Historic Tax Credit Transactions, New Markets Tax Credit Transactions, Student Housing Transactions and conventional commercial real estate and capital asset finance). These and the municipal tax-exempt bond transactions involving obligors (not municipalities) make up the "primary business of the Applicant.
Accountant or accounting firm
Real estate broker or dealer
1
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
After 12/31/2014 Applicant has no affiliates.
As to Response Item 6A(17): Jonathan Roberts, Sole Member of the Applicant, Roberts Consulting, LLC is registered as a Real Estate Broker in the State of Michigan and has the license housed with Third Coast Companies, LLC. Jonathan Roberts has not pursued Real Estate Brokerage business and intends to not do so in the future and will let the license lapse in October 2015.
As to Response Item 6A(13): Jonathan Roberts, Sole Member of the Applicant, Roberts Consulting, LLC is registered "Inactive" CPA in the State of Ohio.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Jonathan
Mark
Roberts
Sole Member / Principal
06-08-2000
E
Y
Add
Jonathan
Mark
Roberts
Sole Member / Principal
06-08-2000
E
Y
Jonathan Mark Roberts
Jonathan Mark Roberts
Principal / Sole Member
01-09-2015
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y