0001461790-17-000018.txt : 20170623
0001461790-17-000018.hdr.sgml : 20170623
20170623145850
ACCESSION NUMBER: 0001461790-17-000018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170619
FILED AS OF DATE: 20170623
DATE AS OF CHANGE: 20170623
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Harmony Merger Corp.
CENTRAL INDEX KEY: 0001612720
STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923]
IRS NUMBER: 465723951
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 THIRD AVENUE, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-319-7676
MAIL ADDRESS:
STREET 1: 777 THIRD AVENUE, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: K2 PRINCIPAL FUND, L.P.
CENTRAL INDEX KEY: 0001461790
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36842
FILM NUMBER: 17927338
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416-365-2155
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-06-19
1
0001612720
Harmony Merger Corp.
HRMN
0001461790
K2 PRINCIPAL FUND, L.P.
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
0
1
shareholder
Common Stock, par value 0.0001 per share
2017-06-19
4
S
0
49250
10.3
A
1490750
D
The reported securities are owned directly by the K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, control the voting and disposition of the securities referred to herein.
Post the aforementioned sale The K2 Principal Fund L.P ("K2") is not longer an insider as K2 holds less than 10% of the common shares of the issuer.
K2 PRINCIPAL FUND, L.P.
2017-06-23
Kimel Shawn
2017-06-23
Shawn Kimel Investments, Inc.
2017-06-23
K2 & Associates Investment Management Inc.
2017-06-23
K2 GENPAR 2009 INC
2017-06-23
K2 GENPAR LP
2017-06-23