0001461790-15-000057.txt : 20150505
0001461790-15-000057.hdr.sgml : 20150505
20150505165240
ACCESSION NUMBER: 0001461790-15-000057
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150324
FILED AS OF DATE: 20150505
DATE AS OF CHANGE: 20150505
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Harmony Merger Corp.
CENTRAL INDEX KEY: 0001612720
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 465723951
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 THIRD AVENUE, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-319-7676
MAIL ADDRESS:
STREET 1: 777 THIRD AVENUE, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: K2 PRINCIPAL FUND, L.P.
CENTRAL INDEX KEY: 0001461790
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36842
FILM NUMBER: 15833746
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416-365-2155
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: K2 GENPAR 2009 INC
CENTRAL INDEX KEY: 0001489956
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36842
FILM NUMBER: 15833747
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416 865 2739
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: K2 & Associates Investment Management Inc.
CENTRAL INDEX KEY: 0001462151
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36842
FILM NUMBER: 15833748
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416-865-2739
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shawn Kimel Investments, Inc.
CENTRAL INDEX KEY: 0001462150
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36842
FILM NUMBER: 15833749
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416-865-2739
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kimel Shawn
CENTRAL INDEX KEY: 0001462149
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36842
FILM NUMBER: 15833750
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: K2 GENPAR LP
CENTRAL INDEX KEY: 0001489957
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36842
FILM NUMBER: 15833751
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416 865 2739
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2015-03-24
0
0001612720
Harmony Merger Corp.
HRMNU
0001461790
K2 PRINCIPAL FUND, L.P.
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
0001462149
Kimel Shawn
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
0001462150
Shawn Kimel Investments, Inc.
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
0001462151
K2 & Associates Investment Management Inc.
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
0001489956
K2 GENPAR 2009 INC
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
0001489957
K2 GENPAR LP
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
Common Stock, par value $0.0001 per share
1540000
D
Redeemable Warrants
11.5
Common Stock
1540000
D
Represents securities underlying 1,540,000 units of the Issuer ("Units"). Each Unit consists of one share of common stock and one redeemable warrant ("Warrant") to purchase one share of common stock.
The reported securities are owned directly by the K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, control the voting and disposition of the securities referred to herein.
Each Warrant will become exercisable on the later of 30 days after the completion of an initial business combination and March 23, 2016.
Each Warrant will expire five years after the completion of an initial business combination, or earlier upon redemption.
/s/ Shawn Kimel, President, K2 PRINCIPAL FUND, L.P.
2015-05-05
/s/ Shawn Kimel, President, K2 GENPAR, L.P.
2015-05-05
/s/ Shawn Kimel, President, K2 GENPAR 2009 INC
2015-05-05
/s/ Shawn Kimel, President, SHAWN KIMEL INVESTMENTS, INC.
2015-05-05
/s/ Shawn Kimel, President, K2 & ASSOCIATES INVESTMENT MANAGEMENT INC
2015-05-05
/s/ Shawn Kimel, In his individual capacity
2015-05-05