0001140361-23-044953.txt : 20230922 0001140361-23-044953.hdr.sgml : 20230922 20230922161536 ACCESSION NUMBER: 0001140361-23-044953 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230912 FILED AS OF DATE: 20230922 DATE AS OF CHANGE: 20230922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DINAN JAMES G CENTRAL INDEX KEY: 0001022078 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 231271877 MAIL ADDRESS: STREET 1: 390 PARK AVE 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NextDecade Corp. CENTRAL INDEX KEY: 0001612720 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 465723951 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 LOUISIANA STREET STREET 2: SUITE 3900 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7135741880 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET STREET 2: SUITE 3900 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: Harmony Merger Corp. DATE OF NAME CHANGE: 20140703 3 1 form3.xml X0206 3 2023-09-12 0 0001612720 NextDecade Corp. NEXT 0001022078 DINAN JAMES G C/O YORK CAPITAL MANAGEMENT 1330 AVENUE OF THE AMERICAS, 20TH FLOOR NEW YORK NY 10019 true Common Stock, $ 0.0001 par value 234877 I By LP, LLC Common Stock, $ 0.0001 par value 57119262 I See notes Series C Warrants Common Stock, $0.0001 par value 253931 I See notes Shares of Issuer common stock owned by entities controlled by the Reporting Person following pro rata distribution in kind by York Select Investors L.P. to its investors for no additional consideration. Exercisable by holder before 5 p.m. Central Standard time on March 22, 2024, into an equal number of shares of Common Stock, subject to adjustment as specified in the Series C Warrant Agreement. Prior to such date, the Issuer can force mandatory exercise based on a weighted average trading price of shares of Common Stock pursuant to the terms of, including adjustments specified in, the Series C Warrant Agreement. The Reporting Person is the chairman of York Capital Management Global Advisors, LLC ("YGA") and makes voting and investment decisions on behalf of YGA. YGA is the sole senior managing member of Dinan Management, L.L.C., which is the general partner of each of York Capital Management, L.P., York Credit Opportunities Fund, L.P., York Credit Opportunities Investments Master Fund, L.P., York Multi-Strategy Master Fund, L.P., York Tactical Energy Fund, L.P. and York Tactical Energy Fund PIV-AN, L.P. and may have limited partner or other interests in one or more of the entities described herein. The Reporting Person disclaims Section 16 beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of the securities in this report shall not be deemed an admission of beneficial ownership of all of the securities for purposes of Section 16 or any other purpose. /s/ James G. Dinan 2023-09-22