0001140361-22-020895.txt : 20220526 0001140361-22-020895.hdr.sgml : 20220526 20220526205624 ACCESSION NUMBER: 0001140361-22-020895 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20220524 FILED AS OF DATE: 20220526 DATE AS OF CHANGE: 20220526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: York Capital Management Global Advisors, LLC CENTRAL INDEX KEY: 0001480532 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 22972279 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 212-300-1300 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vrattos William C CENTRAL INDEX KEY: 0001713098 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 22972275 MAIL ADDRESS: STREET 1: YORK CAPITAL MANAGEMENT STREET 2: 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: York Tactical Energy Fund PIV-AN L.P. CENTRAL INDEX KEY: 0001777593 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 22972278 BUSINESS ADDRESS: STREET 1: C/O YORK CAPITAL MANAGEMENT GLOBAL STREET 2: ADVISORS, LLC, 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 212-300-1300 MAIL ADDRESS: STREET 1: C/O YORK CAPITAL MANAGEMENT GLOBAL STREET 2: ADVISORS, LLC, 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: York Tactical Energy Fund, L.P. CENTRAL INDEX KEY: 0001763003 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 22972277 BUSINESS ADDRESS: STREET 1: CORPORATION TRUST CENTER STREET 2: 1209 ORANGE STREET CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 212-300-1300 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: York Tactical Energy Holdings, LLC CENTRAL INDEX KEY: 0001777366 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 22972276 BUSINESS ADDRESS: STREET 1: C/O YORK CAPITAL MANAGEMENT GLOBAL STREET 2: ADVISORS, LLC, 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 212-300-1300 MAIL ADDRESS: STREET 1: C/O YORK CAPITAL MANAGEMENT GLOBAL STREET 2: ADVISORS, LLC, 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NextDecade Corp. CENTRAL INDEX KEY: 0001612720 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 465723951 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 LOUISIANA STREET STREET 2: SUITE 3900 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7135741880 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET STREET 2: SUITE 3900 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: Harmony Merger Corp. DATE OF NAME CHANGE: 20140703 4 1 form4.xml FORM 4 X0306 4 2022-05-24 0001612720 NextDecade Corp. NEXT 0001480532 York Capital Management Global Advisors, LLC 767 FIFTH AVENUE 17TH FLOOR NEW YORK NY 10153 true true 0001777593 York Tactical Energy Fund PIV-AN L.P. C/O YORK CAPITAL MANAGEMENT, L.P. 767 FIFTH AVENUE, 17TH FLOOR NEW YORK NY 10153 true true 0001763003 York Tactical Energy Fund, L.P. C/O YORK CAPITAL MANAGEMENT, L.P. 767 FIFTH AVENUE, 17TH FLOOR NEW YORK NY 10153 true true 0001777366 York Tactical Energy Holdings, LLC C/O YORK CAPITAL MANAGEMENT LP, 767 FIFTH AVENUE, 17TH FLOOR NEW YORK NY 10153 true true 0001713098 Vrattos William C C/O YORK CAPITAL MGMT GLOBAL ADVISORS 767 FIFTH AVENUE, 17TH FLOOR NEW YORK NY 10153 true Common Stock, $ 0.0001 par value 2022-05-24 4 M 0 124647 A 54462126 I See notes Common Stock, $ 0.0001 par value 2022-05-24 4 F 0 182 D 54461944 I See notes Series B Warrants 0.01 2022-05-24 4 M 0 124647 D 2022-05-24 2022-05-24 Common Stock, $ 0.0001 par value 124647 0 I See footnotes See Exhibit 99.1 for text of footnote (1) See Exhibit 99.1 for text of footnote (2). See Exhibit 99.1 for text of footnote (3). See Exhibit 99.1 for text of footnote (4) See Exhibit 99.1 for text of footnote (5). Exhibit 99.1 (Footnotes) and Exhibit 99.2 (Joint Filer Information and Signatures) are incorporated herein by reference. York Capital Management Global Advisors LLC is the Designated Filer. See Exhibit 99.2 for Signatures 2022-05-26 EX-99.1 2 brhc10038241_ex99-1.htm EXHIBIT 99.1
Exhibit 99.1

Name and Address of Reporting Person: 
York Capital Management Global Advisors LLC
 
767 Fifth Avenue
 
New York, NY 10153
 
 
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
 
 
Date of Earliest Transaction to be Reported (Month/Day/Year):
May 24, 2022

Footnotes to Form 4

(1) This statement is being filed by the following Reporting Persons: York Capital Management Global Advisors LLC (“YGA”); York Tactical Energy Fund PIV-AN, L.P. (“York Tactical PIV-AN”); York Tactical Energy Fund, L.P. (“York Tactical”); York Tactical Energy Holdings, LLC (“York Tactical Holdings”); and William Vrattos.

(2) YGA is the sole managing member of York Tactical Holdings, which in turn is the general partner of York Tactical PIV-AN and York Tactical. Mr. Vrattos is Managing Partner and Chief Investment Officer at YGA and a director of the Issuer.

(3) Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of its or his pecuniary interest.

(4)  On May 24, 2022, YGA exercised on cashless basis Series B Warrants to purchase 124,647 shares of the Issuer’s common stock on behalf of certain of the Reporting Persons for $0.01 per share in accordance with the Series B Warrant Agreements, dated May 24, 2019, filed as Exhibits 10.27 and 10.28 to Amendment No. 7 to Schedule 13D filed by the Reporting Persons on May 29, 2019. The Issuer withheld 182 shares representing the aggregate exercise price and issued the remaining 124,465 shares as follows: 82,977 to York Tactical PIV-AN; and 41,488 to York Tactical.

(5) Represents shares directly held following the reported transactions as follows: 5,705,260 by York Capital Management, L.P., 8,161,422 by York Select Strategy Master Fund, L.P.; 12,628,348 by York Credit Opportunities Investments Master Fund, L.P.; 2,522,723 by York European Distressed Credit Fund II, L.P.; 13,567,803 by York Multi-Strategy Master Fund, L.P., 41,488 by York Tactical; and 82,977 by York Tactical PIV-AN.



 EX-99.2 3 brhc10038241_ex99-2.htm EXHIBIT 99.2
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
York Capital Management Global Advisors, LLC

Address of Joint Filer:
767 Fifth Avenue, 17th Floor
New York, NY 10153

Relationship of Joint Filer to Issuer:
Director, 10% Owner

Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]

Date of Earliest Transaction Required
to be Reported (Month/Day/Year):
May 24, 2022

Designated Filer:
York Capital Management Global Advisors, LLC

Signature:

York Capital Management Global Advisors, LLC

/s/ Brian Traficante
Name:  Brian Traficante
Title:   General Counsel and Chief Compliance Officer

May 26, 2022
Date
 
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
York Tactical Energy Fund PIV-AN, L.P..

Address of Joint Filer:
c/o York Capital Management, L.P.
767 Fifth Avenue, 17th Floor
New York, NY 10153

Relationship of Joint Filer to Issuer:
Director, 10% Owner

Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]

Date of Earliest Transaction Required
to be Reported (Month/Day/Year):
May 24, 2022

Designated Filer:
York Capital Management Global Advisors, LLC

Signature:

York Tactical Energy Fund PIV-AN, L.P..
By: York Tactical Energy Holdings, LLC, its genera partner

/s/ Brian Traficante
Name:  Brian Traficante
Title:   General Counsel and Chief Compliance Officer

May 26, 2022
Date
 
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
York Tactical Energy Fund, L.P..

Address of Joint Filer:
c/o York Capital Management, L.P.
767 Fifth Avenue, 17th Floor
New York, NY 10153

Relationship of Joint Filer to Issuer:
Director, 10% Owner

Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]

Date of Earliest Transaction Required
to be Reported (Month/Day/Year):
May 24, 2022

Designated Filer:
York Capital Management Global Advisors, LLC

Signature:

York Tactical Energy Fund, L.P..
By: York Tactical Energy Holdings, LLC, its general partner

/s/ Brian Traficante
Name:  Brian Traficante
Title:   General Counsel and Chief Compliance Officer

May 26, 2022
Date
 
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
York Tactical Energy Holdings, LLC

Address of Joint Filer:
c/o York Capital Management, L.P.
767 Fifth Avenue, 17th Floor
New York, NY 10153

Relationship of Joint Filer to Issuer:
Director, 10% Owner

Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]

Date of Earliest Transaction Required
to be Reported (Month/Day/Year):
May 24, 2022

Designated Filer:
York Capital Management Global Advisors, LLC

Signature:

York Tactical Energy Holdings, LLC

/s/ Brian Traficante
Name:  Brian Traficante
Title:   General Counsel and Chief Compliance Officer

May 26, 2022
Date
 
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
William Vrattos

Address of Joint Filer:
c/o York Capital Management, L.P.
767 Fifth Avenue, 17th Floor
New York, NY 10153

Relationship of Joint Filer to Issuer:
Director

Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]

Date of Earliest Transaction Required
to be Reported (Month/Day/Year):
May 24, 2022

Designated Filer:
York Capital Management Global Advisors, LLC

Signature:

/s/ William Vrattos
Name:  William Vrattos

May 26, 2022
Date