NextDecade Corporation
|
(Name of Issuer)
|
Common Stock, par value $0.0001 per share
|
(Title of class of securities)
|
65342K105
|
(CUSIP number)
|
(212) 310-8000
|
(Name, address and telephone number of person authorized to receive notices and communications)
|
August 23, 2018
|
(Date of event which requires filing of this statement)
|
13D | Page 2 |
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
Halcyon Mount Bonnell Fund LP
|
|
|
|||
|
|
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
No change reported.
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
PN
|
|
|
|||
|
|
13D | Page 3 |
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
HCN LP
|
|
|
|||
|
|
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
No change reported.
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
PN
|
|
|
|||
|
|
13D | Page 4 |
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
HCN GP LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
No change reported.
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
PN
|
|
|
|||
|
|
13D
|
Page 5
|
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
Halcyon Energy, Power and Infrastructure Capital Holdings LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
No change reported.
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
OO (see Item 5)
|
|
|
|||
|
|
13D
|
Page 6
|
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
First Series of HDML Fund I LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
No change reported.
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
OO
|
|
|
|||
|
|
13D
|
Page 7
|
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
HDML Asset LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
No change reported.
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
OO
|
|
|
|||
|
|
13D
|
Page 8
|
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
Halcyon Solutions Master Fund LP
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
No change reported.
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
PN
|
|
|
|||
|
|
13D
|
Page 9
|
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
Halcyon Solutions GP LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
No change reported.
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
PN
|
|
|
|||
|
|
13D
|
Page 10
|
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
Avinash Kripalani
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
No change reported.
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
IN
|
|
|
|||
|
|
13D
|
Page 11
|
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
Jason Dillow
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
No change reported.
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
IN
|
|
|
|||
|
|
13D
|
Page 12
|
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
Kevah Konner
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
No change reported.
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
IN
|
|
|
|||
|
|
13D
|
Page 13
|
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
John Bader
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
No change reported.
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
IN
|
|
|
|||
|
|
13D
|
Page 14
|
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
Halcyon Capital Management LP
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
No change reported.
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
No change reported.
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
PN
|
|
|
|||
|
|
Item 4. |
Purpose of Transaction.
|
Item 6. |
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
|
Item 7. |
Material to Be Filed as Exhibits
|
8
|
Stockholder Support Agreement, dated as of August 23, 2018 (incorporated by reference herein from Exhibit 99.3 to the Issuer’s Form 8-K filed with the SEC on August 24, 2018).
|
9*
|
Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Exchange Act.
|
*
|
Filed herewith.
|
Halcyon Mount Bonnell Fund LP
|
|||
By: Halcyon Capital Management LP, its Manager
|
|||
/s/ Suzanne McDermott
|
/s/ John Freese
|
||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Deputy General Counsel
|
||
August 27, 2018
|
August 27, 2018
|
||
Date
|
Date
|
HDML Asset LLC
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Deputy General Counsel
|
||
August 27, 2018
|
August 27, 2018
|
||
Date
|
Date
|
HCN LP
|
|||
By: Halcyon Capital Management LP, its Manager
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Deputy General Counsel
|
||
August 27, 2018
|
August 27, 2018
|
||
Date
|
Date
|
HCN GP LLC
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Deputy General Counsel
|
||
August 27, 2018
|
August 27, 2018
|
||
Date
|
Date
|
Halcyon Energy, Power and Infrastructure Capital Holdings LLC
|
|||
By: Halcyon Capital Management LP, its Manager
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Deputy General Counsel
|
||
August 27, 2018
|
August 27, 2018
|
||
Date
|
Date
|
First Series of HDML Fund I LLC
|
|||
By: Halcyon Capital Management LP, its Manager
|
|||
/s/ Suzanne McDermott
|
/s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Deputy General Counsel
|
||
August 27, 2018
|
August 27, 2018
|
||
Date
|
Date
|
Halcyon Solutions Master Fund LP
|
|||
By: Halcyon Solutions GP LLC, its General Partner
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Deputy General Counsel
|
||
August 27, 2018
|
August 27, 2018
|
||
Date
|
Date
|
Halcyon Solutions GP LLC
|
||||
/s/ Suzanne McDermott
|
/s/ John Freese | |||
Name: Suzanne McDermott
|
Name: John Freese
|
|||
Title: Chief Compliance Officer
|
Title: Deputy General Counsel
|
|||
August 27, 2018
|
August 27, 2018
|
|||
Date
|
Date
|
|||
/s/ Avinash Kripalani | ||||
Name:
|
Avinash Kripalani | |||
August 27, 2018
|
||||
Date
|
||||
/s/ Jason Dillow | ||||
Name:
|
Jason Dillow | |||
August 27, 2018
|
||||
Date
|
||||
/s/ Kevah Konner | ||||
Name:
|
Kevah Konner | |||
August 27, 2018
|
||||
Date
|
||||
/s/ John Bader | ||||
Name:
|
John Bader | |||
August 27, 2018
|
||||
Date
|
8
|
Stockholder Support Agreement, dated as of August 23, 2018 (incorporated by reference herein from Exhibit 99.3 to the Issuer’s Form 8-K filed with the SEC on August 24, 2018).
|
Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Exchange Act.
|
*
|
Filed herewith.
|
Dated: August 27, 2018
|
Halcyon Mount Bonnell Fund LP
|
||
By: Halcyon Capital Management LP, its Manager
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Deputy General Counsel
|
||
August 27, 2018
|
August 27, 2018
|
||
Date
|
Date
|
HDML Asset LLC
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Deputy General Counsel
|
||
August 27, 2018
|
August 27, 2018
|
||
Date
|
Date
|
||
HCN LP
|
|||
By: Halcyon Capital Management LP, its Manager
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Deputy General Counsel
|
||
August 27, 2018
|
August 27, 2018
|
||
Date
|
Date
|
HCN GP LLC
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Deputy General Counsel
|
||
August 27, 2018
|
August 27, 2018
|
||
Date
|
Date
|
Halcyon Energy, Power and Infrastructure Capital Holdings LLC
|
|||
By: Halcyon Capital Management LP, its Manager
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Deputy General Counsel
|
||
August 27, 2018
|
August 27, 2018
|
||
Date
|
Date
|
||
First Series of HDML Fund I LLC
|
|||
By: Halcyon Capital Management LP, its Manager
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Deputy General Counsel
|
||
August 27, 2018
|
August 27, 2018
|
||
Date
|
Date
|
Halcyon Solutions Master Fund LP
|
|||
By: Halcyon Solutions GP LLC, its General Partner
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Deputy General Counsel
|
||
August 27, 2018
|
August 27, 2018
|
||
Date
|
Date
|
Halcyon Solutions GP LLC
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Deputy General Counsel
|
||
August 27, 2018
|
August 27, 2018
|
||
Date
|
Date
|
Halcyon Capital Management LP
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Deputy General Counsel
|
||
August 27, 2018
|
August 27, 2018
|
||
Date
|
Date
|
/s/ Avinash Kripalani | |||
Name: Avinash Kripalani
|
|||
August 27, 2018
|
|||
Date
|
/s/ Jason Dillow | ||||
Name:
|
Jason Dillow | |||
August 27, 2018
|
||||
Date
|
/s/ Kevah Konner | ||||
Name:
|
Kevah Konner | |||
August 27, 2018
|
||||
Date
|
/s/ John Bader | ||||
Name:
|
John Bader | |||
August 27, 2018
|
||||
Date
|