0001140361-17-041058.txt : 20171103 0001140361-17-041058.hdr.sgml : 20171103 20171103194232 ACCESSION NUMBER: 0001140361-17-041058 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20170724 FILED AS OF DATE: 20171103 DATE AS OF CHANGE: 20171103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bader John M CENTRAL INDEX KEY: 0001713544 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 171177958 MAIL ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT, LLC STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dillow Jason CENTRAL INDEX KEY: 0001713578 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 171177960 MAIL ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT, LLC STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Konner Kevah CENTRAL INDEX KEY: 0001713538 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 171177959 MAIL ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT, LLC STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kripalani Avinash CENTRAL INDEX KEY: 0001713540 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 171177957 MAIL ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT, LLC STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Halcyon Solutions GP LLC CENTRAL INDEX KEY: 0001720906 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 171177955 BUSINESS ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT LP STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-303-9400 MAIL ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT LP STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Halcyon Capital Management LP CENTRAL INDEX KEY: 0001633312 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 171177961 BUSINESS ADDRESS: STREET 1: 477 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.303.9400 MAIL ADDRESS: STREET 1: 477 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Halcyon Management Holdings LP DATE OF NAME CHANGE: 20150210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Halcyon Solutions Master Fund LP CENTRAL INDEX KEY: 0001720897 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 171177956 BUSINESS ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT LP STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-303-9400 MAIL ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT LP STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NextDecade Corp. CENTRAL INDEX KEY: 0001612720 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 465723951 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 WATERWAY SQUARE PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 832-403-1874 MAIL ADDRESS: STREET 1: 3 WATERWAY SQUARE PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77380 FORMER COMPANY: FORMER CONFORMED NAME: Harmony Merger Corp. DATE OF NAME CHANGE: 20140703 3/A 1 form3.xml FORM 3/A X0206 3/A 2017-07-24 2017-08-03 0 0001612720 NextDecade Corp. NEXT 0001633312 Halcyon Capital Management LP 477 MADISON AVENUE, 8TH FLOOR NEW YORK NY 10022 true 0001713578 Dillow Jason C/O HALCYON CAPITAL MANAGEMENT, LLC 477 MADISON AVE., 8TH FLOOR NEW YORK NY 10022 true 0001713538 Konner Kevah C/O HALCYON CAPITAL MANAGEMENT, LLC 477 MADISON AVENUE, 8TH FLOOR NEW YORK NY 10022 true 0001713544 Bader John M C/O HALCYON CAPITAL MANAGEMENT, LLC 477 MADISON AVENUE, 8TH FLOOR NEW YORK NY 10022 true 0001713540 Kripalani Avinash C/O HALCYON CAPITAL MANAGEMENT, LLC 477 MADISON AVENUE, 8TH FLOOR NEW YORK NY 10022 true 0001720897 Halcyon Solutions Master Fund LP C/O HALCYON CAPITAL MANAGEMENT LP 477 MADISON AVE., 8TH FLOOR NEW YORK NY 10022 true 0001720906 Halcyon Solutions GP LLC C/O HALCYON CAPITAL MANAGEMENT LP 477 MADISON AVE., 8TH FLOOR NEW YORK NY 10022 true Common Stock, $ 0.0001 par value 11067943 I See footnote Warrant 11.5 2017-08-23 2022-07-23 Common Stock, $ 0.0001 par value 107500 I See footnote See Exhibit 99.1 for text of footnote (1). See Exhibit 99.1 for text of footnote (2). See Exhibit 99.1 for text of footnote (3). See Exhibit 99.1 for text of footnote (4). See Exhibit 99.1 for text of footnote (5). See Exhibit 99.1 for text of footnote (6). This amendment on Form 3 (the "Amendment") is being filed to add as Reporting Persons, and reflect the holdings of, Halcyon Solutions Master Fund LP and Halcyon Solutions GP LLC, which were inadvertently omitted from the original Forms 3 filed on August 3, 2017 (the "Original Filing"), and to correct the direct holdings of certain of the Reporting Persons included in the Original Filing. Exhibit 99.1 (Footnotes) and Exhibit 99.2 (Joint Filer Information) are incorporated herein by reference. This is the second of two forms being filed, as there are more than ten Reporting Persons and the SEC's EDGAR filing system limits a single Form 3 to a maximum of ten Reporting Persons. This Amendment is filed by Designated Filer Halcyon Capital Management L.P. /s/ Halcyon Capital Management, L.P. 2017-11-03 /s/ Jason Dillow 2017-11-03 /s/ Kevah Konner 2017-11-03 /s/ John Bader 2017-11-03 /s/ Avinash Kripalani 2017-11-03 /s/ Halcyon Solutions Master Fund LP 2017-11-03 /s/ Halcyon Solutions GP LLC 2017-11-03 EX-99.1 2 ex99_1.htm EXHIBIT 99.1
Exhibit 99.1

Name and Address of Reporting Person:
Halcyon Capital Management LP
477 Madison Avenue, 8th Floor
New York, NY 10022

Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]

Date of Event Requiring Statement
(Month/Day/Year):
July 24, 2017

Footnotes to Form 3

(1) This statement is being filed by the following Reporting Persons in connection with the consummation of the transactions contemplated by that certain Agreement and Plan of Merger, dated April 17, 2017, by and among Hamony Merger Corporation, Harmony Merger Sub, LLC, NextDecade, LLC and certain members of NextDecade, LLC and entities affiliated with such members (the “Merger Agreement”): Halcyon Mount Bonnell Fund LP (“Mount Bonnell”), HLTS GP LLC (“HLTS”), HCN LP (“HCN”), HCN GP LLC (“HCN GP”), Halcyon Energy, Power & Infrastructure Capital Holdings LLC (“HEPI”), First Series of HDML Fund I LLC (“HDML”), HDML Asset LLC (“HDML Asset”), Halcyon Solutions Master Fund LP (“HSM”), Halcyon Solutions GP LLC (“HSM GP”), Halcyon Capital Management LP (“Halcyon Capital”), Avinash Kripalani, Jason Dillow, Kevah Konner and John Bader.

(2) HLTS is the general partner of Mount Bonnell. HCN GP is the general partner of HCN. HDML Asset is the investment member of HDML. HSM GP is the general partner of HSM. Halcyon Capital is the investment manager for each of Mount Bonnell, HCN, HEPI, HDML and HSM. Investment decisions of Halcyon Capital are made by one or more of its portfolio managers, including Jason Dillow and Kevah Konner, each of whom has individual decision-making authority. John Bader is the CEO of Halcyon Capital. Avinash Kripalani is a Principal at Halcyon Capital and serves on the board of directors of the Issuer as Halcyon’s representative.

(3) Represents 2,060,396 shares directly held by HEPI (including 313,288 shares issuable pursuant to the Merger Agreement upon the satisfaction of certain milestones), 4,806,320 shares directly held by HCN (including 730,789 shares issuable pursuant to the Merger Agreement upon the satisfaction of certain milestones), 3,125,074 shares held directly held by Mount Bonnell (including 475,160 contingent shares issuable pursuant to the Merger Agreement upon the satisfaction of certain milestones), 750,988 shares directly held by HDML (including 114,176 shares issuable pursuant to the Merger Agreement upon the satisfaction of certain milestones), and 325,165 shares directly held by HSM.

(4) Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its, his or her pecuniary interest.

(5) Or earlier upon redemption.

(6) Directly held by HSM.
 
 
 EX-99.2 3 ex99_2.htm EXHIBIT 99.2
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
Halcyon Mount Bonnell Fund LP

Address of Joint Filer:
c/o Halcyon Capital Management LP
477 Madison Avenue, 8th Floor
New York, NY 10022

Relationship of Joint Filer to Issuer:
Director

Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]

Date of Event Requiring
Statement (Month/Day/Year):
July 24, 2017

Designated Filer:
Halcyon Capital Management LP

Signature:

Halcyon Mount Bonnell Fund LP
By: Halcyon Capital Management LP, its Manager

/s/ Suzanne McDermott
  
Name:
Suzanne McDermott
  
Title:
Chief Compliance Officer
  
     
/s/ John Freese
  
Name:
John Freese
  
Title:
Senior Corporate Counsel
  

November 3, 2017
Date
 
Page 1 of 14

Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
HLTS GP LLC

Address of Joint Filer:
c/o Halcyon Capital Management LP
477 Madison Avenue, 8th Floor
New York, NY 10022

Relationship of Joint Filer to Issuer:
Director

Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]

Date of Event Requiring
Statement (Month/Day/Year):
July 24, 2017

Designated Filer:
Halcyon Capital Management LP

Signature:

HLTS GP LLC

/s/ Suzanne McDermott
  
Name:
Suzanne McDermott
  
Title:
Chief Compliance Officer
  
     
/s/ John Freese
  
Name:
John Freese
  
Title:
Senior Corporate Counsel
  

November 3, 2017
Date
 
Page 2 of 14

Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
HCN LP

Address of Joint Filer:
c/o Halcyon Capital Management LP
477 Madison Avenue, 8th Floor
New York, NY 10022

Relationship of Joint Filer to Issuer:
Director

Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]

Date of Event Requiring
Statement (Month/Day/Year):
July 24, 2017

Designated Filer:
Halcyon Capital Management LP

Signature:

HCN LP
By: Halcyon Capital Management LP, its Manager

/s/ Suzanne McDermott
  
Name:
Suzanne McDermott
  
Title:
Chief Compliance Officer
  
     
/s/ John Freese
  
Name:
John Freese
  
Title:
Senior Corporate Counsel
  

November 3, 2017
Date
 
Page 3 of 14

Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
HCN GP LLC

Address of Joint Filer:
c/o Halcyon Capital Management LP
477 Madison Avenue, 8th Floor
New York, NY 10022

Relationship of Joint Filer to Issuer:
Director

Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]

Date of Event Requiring
Statement (Month/Day/Year):
July 24, 2017

Designated Filer:
Halcyon Capital Management LP

Signature:

HCN GP LLC

/s/ Suzanne McDermott
  
Name:
Suzanne McDermott
  
Title:
Chief Compliance Officer
  
     
/s/ John Freese
  
Name:
John Freese
  
Title:
Senior Corporate Counsel
  

November 3, 2017
Date
 
Page 4 of 14

Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
Halcyon Energy, Power & Infrastructure Capital Holdings LLC

Address of Joint Filer:
c/o Halcyon Capital Management LP
477 Madison Avenue, 8th Floor
New York, NY 10022

Relationship of Joint Filer to Issuer:
Director

Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]

Date of Event Requiring
Statement (Month/Day/Year):
July 24, 2017

Designated Filer:
Halcyon Capital Management LP

Signature:

Halcyon Energy, Power & Infrastructure Capital Holdings LLC
By: Halcyon Capital Management LP, its Manager

/s/ Suzanne McDermott
  
Name:
Suzanne McDermott
  
Title:
Chief Compliance Officer
  
     
/s/ John Freese
  
Name:
John Freese
  
Title:
Senior Corporate Counsel
  

November 3, 2017
Date
 
Page 5 of 14

Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
First Series of HDML Fund I LLC

Address of Joint Filer:
c/o Halcyon Capital Management LP
477 Madison Avenue, 8th Floor
New York, NY 10022

Relationship of Joint Filer to Issuer:
Director

Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]

Date of Event Requiring
Statement (Month/Day/Year):
July 24, 2017

Designated Filer:
Halcyon Capital Management LP

Signature:

First Series of HDML Fund I, LLC
By: Halcyon Capital Management LP, its Manager

/s/ Suzanne McDermott
  
Name:
Suzanne McDermott
  
Title:
Chief Compliance Officer
  
     
/s/ John Freese
  
Name:
John Freese
  
Title:
Senior Corporate Counsel
  

November 3, 2017
Date
 
Page 6 of 14

Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
HDML Asset LLC

Address of Joint Filer:
c/o Halcyon Capital Management LP
510 Madison Avenue, 25th Floor
New York, NY 10022

Relationship of Joint Filer to Issuer:
Director

Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]

Date of Event Requiring
Statement (Month/Day/Year):
July 24, 2017

Designated Filer:
Halcyon Capital Management LP

Signature:

HDML Asset LLC

/s/ Suzanne McDermott
  
Name:
Suzanne McDermott
  
Title:
Chief Compliance Officer
  
     
/s/ John Freese
  
Name:
John Freese
  
Title:
Senior Corporate Counsel
  

November 3, 2017
Date
 
Page 7 of 14

Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
Avinash Kripalani

Address of Joint Filer:
c/o Halcyon Capital Management LP
477 Madison Avenue, 8th Floor
New York, NY 10022

Relationship of Joint Filer to Issuer:
Director

Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]

Date of Event Requiring
Statement (Month/Day/Year):
July 24, 2017

Designated Filer:
Halcyon Capital Management LP

Signature:

/s/ Avinash Kripalani
  
Name:
Avinash Kripalani
  

November 3, 2017
Date
 
Page 8 of 14

Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
Kevah Konner

Address of Joint Filer:
c/o Halcyon Capital Management LP
477 Madison Avenue, 8th Floor
New York, NY 10022

Relationship of Joint Filer to Issuer:
Director

Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]

Date of Event Requiring
Statement (Month/Day/Year):
July 24, 2017

Designated Filer:
Halcyon Capital Management LP

Signature:

/s/ Kevah Konner
  
Name:
Kevah Konner
  
Title:
Portfolio Manager
  

November 3, 2017
Date
 
Page 9 of 14

Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
John Bader

Address of Joint Filer:
c/o Halcyon Capital Management LP
477 Madison Avenue, 8th Floor
New York, NY 10022

Relationship of Joint Filer to Issuer:
Director

Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]

Date of Event Requiring
Statement (Month/Day/Year):
July 24, 2017

Designated Filer:
Halcyon Capital Management LP

Signature:

/s/ John Bader
  
Name:
John Bader
  
Title:
CEO
  

November 3, 2017
Date
 
Page 10 of 14

Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
Halcyon Capital Management LP

Address of Joint Filer:
477 Madison Avenue, 8th Floor
New York, NY 10022

Relationship of Joint Filer to Issuer:
Director

Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]

Date of Event Requiring
Statement (Month/Day/Year):
July 24, 2017

Designated Filer:
Halcyon Capital Management LP

Signature:

Halcyon Capital Management LP

/s/
  
Name:
    
Title:
    

November 3, 2017
Date
 
Page 11 of 14

Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
Jason Dillow

Address of Joint Filer:
c/o Halcyon Capital Management LP
477 Madison Avenue, 8th Floor
New York, NY 10022

Relationship of Joint Filer to Issuer:
Director

Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]

Date of Event Requiring
Statement (Month/Day/Year):
July 24, 2017

Designated Filer:
Halcyon Capital Management LP

Signature:

/s/ Jason Dillow
  
Name:
Jason Dillow
  
Title:
Portfolio Manager
  

November 3, 2017
Date
 
Page 12 of 14

Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
Halcyon Solutions Master Fund LP

Address of Joint Filer:
c/o Halcyon Capital Management LP
477 Madison Avenue, 8th Floor
New York, NY 10022

Relationship of Joint Filer to Issuer:
Director

Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]

Date of Event Requiring
Statement (Month/Day/Year):
July 24, 2017

Designated Filer:
Halcyon Capital Management LP

Signature:

Halcyon Solutions Master Fund LP
By: Halcyon Capital Management LP, its Manager

/s/ Suzanne McDermott
  
Name:
Suzanne McDermott
  
Title:
Chief Compliance Officer
  
     
/s/ John Freese
  
Name:
John Freese
  
Title:
Senior Corporate Counsel
  

November 3, 2017
Date
 
Page 13 of 14

Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
Halcyon Solutions GP LLC

Address of Joint Filer:
c/o Halcyon Capital Management LP
477 Madison Avenue, 8th Floor
New York, NY 10022

Relationship of Joint Filer to Issuer:
Director

Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]

Date of Event Requiring
Statement (Month/Day/Year):
July 24, 2017

Designated Filer:
Halcyon Capital Management LP

Signature:

Halcyon Solutions GP LLC

/s/ Suzanne McDermott
  
Name:
Suzanne McDermott
  
Title:
Chief Compliance Officer
  
     
/s/ John Freese
  
Name:
John Freese
  
Title:
Senior Corporate Counsel
  

November 3, 2017
Date
 
 
Page 14 of 14