0001140361-17-030127.txt : 20170803 0001140361-17-030127.hdr.sgml : 20170803 20170803193418 ACCESSION NUMBER: 0001140361-17-030127 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20170724 FILED AS OF DATE: 20170803 DATE AS OF CHANGE: 20170803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YORK SELECT LP CENTRAL INDEX KEY: 0001009432 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 171006569 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-715-1000 MAIL ADDRESS: STREET 1: C/O ARNOLD & PORTER LLP STREET 2: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YORK CAPITAL MANAGEMENT L P CENTRAL INDEX KEY: 0000879074 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 171006572 BUSINESS ADDRESS: STREET 1: 350 PARK AVE STREET 2: FL 25 CITY: NEW YORK STATE: NY ZIP: 10022-6022 BUSINESS PHONE: 2123556688 MAIL ADDRESS: STREET 1: 350 PARK AVE STREET 2: FL 25 CITY: NEW YORK STATE: NY ZIP: 10022-6022 FORMER NAME: FORMER CONFORMED NAME: YORK CAPITAL MANAGEMENT L P /NY/ DATE OF NAME CHANGE: 19910912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dinan Management L.L.C. CENTRAL INDEX KEY: 0001713106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 171006571 BUSINESS ADDRESS: STREET 1: C/O YORK CAPITAL MANAGEMENT STREET 2: 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 212-300-1300 MAIL ADDRESS: STREET 1: C/O YORK CAPITAL MANAGEMENT STREET 2: 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: York Multi-Strategy Master Fund, L.P. CENTRAL INDEX KEY: 0001713084 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 171006570 BUSINESS ADDRESS: STREET 1: C/O YORK CAPITAL MANAGEMENT STREET 2: 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 212-300-1300 MAIL ADDRESS: STREET 1: C/O YORK CAPITAL MANAGEMENT STREET 2: 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: York Select Investors Master Fund, L.P. CENTRAL INDEX KEY: 0001713083 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 171006567 BUSINESS ADDRESS: STREET 1: C/O YORK CAPITAL MANAGEMENT STREET 2: 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 212-300-1300 MAIL ADDRESS: STREET 1: C/O YORK CAPITAL MANAGEMENT STREET 2: 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: York Select Master Fund, L.P. CENTRAL INDEX KEY: 0001713091 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 171006568 BUSINESS ADDRESS: STREET 1: C/O YORK CAPITAL MANAGEMENT STREET 2: 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 212-300-1300 MAIL ADDRESS: STREET 1: C/O YORK CAPITAL MANAGEMENT STREET 2: 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: York Select Domestic Holdings, LLC CENTRAL INDEX KEY: 0001713123 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 171006574 BUSINESS ADDRESS: STREET 1: C/O YORK CAPITAL MANAGEMENT STREET 2: 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2123001300 MAIL ADDRESS: STREET 1: C/O YORK CAPITAL MANAGEMENT STREET 2: 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: York Capital Management Global Advisors, LLC CENTRAL INDEX KEY: 0001480532 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 171006573 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 212-300-1300 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NextDecade Corp. CENTRAL INDEX KEY: 0001612720 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 465723951 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 WATERWAY SQUARE PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 832-403-1874 MAIL ADDRESS: STREET 1: 3 WATERWAY SQUARE PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77380 FORMER COMPANY: FORMER CONFORMED NAME: Harmony Merger Corp. DATE OF NAME CHANGE: 20140703 3 1 form3.xml FORM 3 X0206 3 2017-07-24 0 0001612720 NextDecade Corp. NEXT 0001480532 York Capital Management Global Advisors, LLC 767 FIFTH AVENUE 17TH FLOOR NEW YORK NY 10153 true true 0000879074 YORK CAPITAL MANAGEMENT L P C/O YORK CAPITAL MGMT GLOBAL ADVISORS 767 FIFTH AVENUE, 17TH FLOOR NEW YORK NY 10153 true true 0001713106 Dinan Management L.L.C. C/O YORK CAPITAL MGMT GLOBAL ADVISORS 767 FIFTH AVENUE, 17TH FLOOR NEW YORK NY 10153 true true 0001713084 York Multi-Strategy Master Fund, L.P. C/O YORK CAPITAL MGMT GLOBAL ADVISORS 767 FIFTH AVENUE, 17TH FLOOR NEW YORK NY 10153 true true 0001009432 YORK SELECT LP C/O YORK CAPITAL MGMT GLOBAL ADVISORS 767 FIFTH AVENUE, 17TH FLOOR NEW YORK NY 10153 true 0001713091 York Select Master Fund, L.P. C/O YORK CAPITAL MGMT GLOBAL ADVISORS 767 FIFTH AVENUE, 17TH FLOOR NEW YORK NY 10153 true 0001713083 York Select Investors Master Fund, L.P. C/O YORK CAPITAL MGMT GLOBAL ADVISORS 767 FIFTH AVENUE, 17TH FLOOR NEW YORK NY 10153 true 0001713123 York Select Domestic Holdings, LLC C/O YORK CAPITAL MGMT GLOBAL ADVISORS 767 FIFTH AVENUE, 17TH FLOOR NEW YORK NY 10153 true Common Stock, $ 0.0001 par value 69002529 I See Footnotes See Exhibit 99.1 for text of footnote (1). See Exhibit 99.1 for text of footnote (2). See Exhibit 99.1 for text of footnote (3). See Exhibit 99.1 for text of footnote (4). Exhibit 99.1 (Footnotes) and Exhibit 99.2 (Joint Filer Information) are incorporated herein by reference. This Form 3 is the one of two Forms 3 being filed relating to the same event. The Form 3 has been split into two filings because there are more than ten Reporting Persons in total, and the SEC's EDGAR filing system limits a single Form 3 to a maximum of ten Reporting Persons. Each Form 3 will be filed by Designated Filer York Capital Management Global Advisors LLC York Capital Management Global Advisors, LLC, BY: /s/ Richard P. Swanson, Title: General Counsel 2017-08-03 EX-99.1 2 ex99_1.htm EXHIBIT 99.1
Exhibit 99.1


Name and Address of Reporting Person:
York Capital Management Global Advisors LLC
 
767 Fifth Avenue, 17th Floor
 
New York, NY 10153
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Event Requiring Statement
  
(Month/Day/Year):
July 24, 2017

Footnotes to Form 3

(1) This statement is being filed by the following Reporting Persons in connection with the consummation of the transactions contemplated by that certain Agreement and Plan of Merger, dated April 17, 2017, by and among Hamony Merger Corporation, Harmony Merger Sub, LLC, NextDecade, LLC and certain members of NextDecade, LLC and entities affiliated with such members (the “Merger Agreement”): York Capital Management Global Advisors LLC (“YGA”); York Capital Management, L.P. (“York Capital”); York Select, L.P. (“York Select”); York Select Master Fund, L.P. (“York Select Master”); York Credit Opportunities Fund, L.P. (“York Credit Opportunities”); York Credit Opportunities Investments Master Fund, L.P. (York Credit Opportunities Master”); York European Distressed Credit Fund II, L.P. (“York European Fund”); York Multi-Strategy Master Fund, L.P. (“York Multi-Strategy”); York Select Investors Master Fund, L.P. (“York Select Investors”); Dinan Management, L.L.C. (“Dinan Management”); York Select Domestic Holdings, LLC (“York Select Domestic Holdings”); York Credit Opportunities Domestic Holdings, LLC (“York Credit Opportunities Domestic”); York European Distressed Credit Holdings II, LLC (“York European Holdings”); Matthew Bonanno; David Magid and William Vrattos.

(2) YGA is the sole managing member of Dinan Management, which in turn is the general partner of each of York Capital, York Credit Opportunities, York Credit Opportunities Master, York European Fund, York Multi-Strategy and York Managed Holdings. YGA is the sole managing member of York Select Domestic Holdings, which in turn is the general partner of York Select, York Select Investors and York Select Master.  YGA is the sole managing member of York Credit Opportunities Domestic, which in turn is the general partner of York Credit Opportunities.  YGA is the sole member of York European Holdings, which in turn is the general partner of York European. Mr. Bonnano is a Partner and Co-Head of North American Credit at York Capital and director of the Issuer. Mr. Magid is a Research Analyst at York Capital and a director of the Issuer.  Mr. Vrattos is a Partner and Co-Chief Investment Officer at York Capital and director of the Issuer.

(3) Represents 11,031,460 shares directly held by York Capital (including 1,807,584 shares issuable pursuant to the Merger Agreement upon the satisfaction of certain milestones), 14,033,692 shares directly held by York Credit Opportunities (including 2,303,585 shares issuable pursuant to the Merger Agreement upon the satisfaction of certain milestones), 4,610,842 shares held directly held by York Select (including 728,555 contingent shares issuable pursuant to the Merger Agreement upon the satisfaction of certain milestones), 15,046,613 shares directly held byYork Credit  Opportunities Master (including 2,441,678 shares issuable pursuant to the Merger Agreement upon the satisfaction of certain milestones), 3,005,863 shares directly held byYork European (including 487,774 shares issuable pursuant to the Merger Agreement upon the satisfaction of certain milestones), 16,166,021 shares directly held by York Multi-Strategy (including 2,623,329 shares issuable pursuant to the Merger Agreement upon the satisfaction of certain milestones), 1,057,181 shares directly held by York Select Investors (including 171,553 shares issuable pursuant to the Merger Agreement upon the satisfaction of certain milestones), and 4,050,857 shares directly held by York Select Master (including 657,350 shares issuable pursuant to the Merger Agreement upon the satisfaction of certain milestones).

(4) Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its or his pecuniary interest.
 
 
 EX-99.2 3 ex99_2.htm EXHIBIT 99.2

Exhibit 99.2


Joint Filer Information


Name of Joint Filer:
York Capital Management, L.P.
   
Address of Joint Filer:
c/o 767 Fifth Avenue, 17th Floor
 
New York, NY 10153
   
Relationship of Joint Filer to Issuer:
Director, 10% Owner
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Event Requiring
  
Statement (Month/Day/Year):
July 24, 2017
   
Designated Filer:
York Capital Management Global Advisors, LLC

Signature:

York Capital Management, L.P.
By: Dinan Management, LLC, its general partner



/s/ Richard P. Swanson
Name:
Richard P. Swanson
Title:
General Counsel


August 3, 2017
Date

Page 1 of 7

Exhibit 99.2


Joint Filer Information


Name of Joint Filer:
Dinan Management, L.L.C.
   
Address of Joint Filer:
c/o 767 Fifth Avenue, 17th Floor
 
New York, NY 10153
   
Relationship of Joint Filer to Issuer:
Director, 10% Owner
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Event Requiring
  
Statement (Month/Day/Year):
July 24, 2017
   
Designated Filer:
York Capital Management Global Advisors, LLC

Signature:

Dinan Management, L.P.



/s/ Richard P. Swanson
Name:
Richard P. Swanson
Title:
General Counsel


August 3, 2017
Date

Page 2 of 7

Exhibit 99.2


Joint Filer Information


Name of Joint Filer:
York Select, L.P.
   
Address of Joint Filer:
c/o 767 Fifth Avenue, 17th Floor
 
New York, NY 10153
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Event Requiring
  
Statement (Month/Day/Year):
July 24, 2017
   
Designated Filer:
York Capital Management Global Advisors, LLC

Signature:

York Select, L.P.
By: York Select Domestic Holdings, LLC, its general partner



/s/ Richard P. Swanson
Name:
Richard P. Swanson
Title:
General Counsel


August 3, 2017
Date

Page 3 of 7

Exhibit 99.2


Joint Filer Information


Name of Joint Filer:
York Select Master Fund, L.P.
   
Address of Joint Filer:
c/o 767 Fifth Avenue, 17th Floor
 
New York, NY 10153
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Event Requiring
  
Statement (Month/Day/Year):
July 24, 2017
   
Designated Filer:
York Capital Management Global Advisors, LLC

Signature:

York Select Master Fund, L.P.
By: York Select Domestic Holdings, LLC, its general partner



/s/ Richard P. Swanson
Name:
Richard P. Swanson
Title:
General Counsel


August 3, 2017
Date

Page 4 of 7

Exhibit 99.2


Joint Filer Information


Name of Joint Filer:
York Select Investors Master Fund, L.P.
   
Address of Joint Filer:
c/o 767 Fifth Avenue, 17th Floor
 
New York, NY 10153
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Event Requiring
  
Statement (Month/Day/Year):
July 24, 2017
   
Designated Filer:
York Capital Management Global Advisors, LLC

Signature:

York Select Investors Master Fund, L.P.
By: York Select Domestic Holdings, LLC, its general partner



/s/ Richard P. Swanson
Name:
Richard P. Swanson
Title:
General Counsel


August 3, 2017
Date

Page 5 of 7

Exhibit 99.2


Joint Filer Information


Name of Joint Filer:
York Select Domestic Holdings, LLC
   
Address of Joint Filer:
c/o 767 Fifth Avenue, 17th Floor
 
New York, NY 10153
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Event Requiring
  
Statement (Month/Day/Year):
July 24, 2017
   
Designated Filer:
York Capital Management Global Advisors, LLC

Signature:

York Select Domestic Holdings, LLC


/s/ Richard P. Swanson
Name:
Richard P. Swanson
Title:
General Counsel


August 3, 2017

Date

Page 6 of 7
Exhibit 99.2


Joint Filer Information


Name of Joint Filer:
York Multi-Strategy Master Fund, L.P.
   
Address of Joint Filer:
c/o 767 Fifth Avenue, 17th Floor
 
New York, NY 10153
   
Relationship of Joint Filer to Issuer:
Director, 10% Owner
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Event Requiring
  
Statement (Month/Day/Year):
July 24, 2017
   
Designated Filer:
York Capital Management Global Advisors, LLC

Signature:

York Multi-Strategy Master Fund, L.P.
By: Dinan Management, its general partner

/s/ Richard P. Swanson
Name:
Richard P. Swanson
Title:
General Counsel


August 3, 2017
Date
 
 
 
 
Page 7 of 7