0001140361-17-030092.txt : 20170803 0001140361-17-030092.hdr.sgml : 20170803 20170803174557 ACCESSION NUMBER: 0001140361-17-030092 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20170724 FILED AS OF DATE: 20170803 DATE AS OF CHANGE: 20170803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: First Series of HDML Fund I, LLC CENTRAL INDEX KEY: 0001713553 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 171006265 BUSINESS ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT, LLC STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-303-9400 MAIL ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT, LLC STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Halcyon Energy, Power & Infrastructure Capital Holdings LLC CENTRAL INDEX KEY: 0001713592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 171006266 BUSINESS ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT, LLC STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-303-9400 MAIL ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT, LLC STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Halcyon Mount Bonnell Fund LP CENTRAL INDEX KEY: 0001713588 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 171006270 BUSINESS ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT, LLC STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-303-9400 MAIL ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT, LLC STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HCN GP LLC CENTRAL INDEX KEY: 0001713549 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 171006267 BUSINESS ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT, LLC STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-303-9400 MAIL ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT, LLC STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HCN LP CENTRAL INDEX KEY: 0001713551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 171006268 BUSINESS ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT, LLC STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-303-9400 MAIL ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT, LLC STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HDML Assets LLC CENTRAL INDEX KEY: 0001713583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 171006264 BUSINESS ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT, LLC STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-303-9400 MAIL ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT, LLC STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HLTS GP LLC CENTRAL INDEX KEY: 0001713586 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 171006269 BUSINESS ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT, LLC STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-303-9400 MAIL ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT, LLC STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Halcyon Capital Management LP CENTRAL INDEX KEY: 0001633312 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 171006271 BUSINESS ADDRESS: STREET 1: 477 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.303.9400 MAIL ADDRESS: STREET 1: 477 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Halcyon Management Holdings LP DATE OF NAME CHANGE: 20150210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NextDecade Corp. CENTRAL INDEX KEY: 0001612720 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 465723951 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 WATERWAY SQUARE PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 832-403-1874 MAIL ADDRESS: STREET 1: 3 WATERWAY SQUARE PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77380 FORMER COMPANY: FORMER CONFORMED NAME: Harmony Merger Corp. DATE OF NAME CHANGE: 20140703 3 1 form3.xml FORM 3 X0206 3 2017-07-24 0 0001612720 NextDecade Corp. NEXT 0001633312 Halcyon Capital Management LP 477 MADISON AVENUE, 8TH FLOOR NEW YORK NY 10022 true 0001713588 Halcyon Mount Bonnell Fund LP C/O HALCYON CAPITAL MANAGEMENT, LLC 477 MADISON AVE., 8TH FLOOR NEW YORK NY 10022 true 0001713586 HLTS GP LLC C/O HALCYON CAPITAL MANAGEMENT, LLC 477 MADISON AVE., 8TH FLOOR NEW YORK NY 10022 true 0001713551 HCN LP C/O HALCYON CAPITAL MANAGEMENT, LLC 477 MADISON AVENUE, 8TH FLOOR NEW YORK NY 10022 true 0001713549 HCN GP LLC C/O HALCYON CAPITAL MANAGEMENT, LLC 477 MADISON AVE., 8TH FLOOR NEW YORK NY 10022 true 0001713592 Halcyon Energy, Power & Infrastructure Capital Holdings LLC C/O HALCYON CAPITAL MANAGEMENT, LLC 477 MADISON AVE., 8TH FLOOR NEW YORK NY 10022 true 0001713553 First Series of HDML Fund I, LLC C/O HALCYON CAPITAL MANAGEMENT, LLC 477 MADISON AVE., 8TH FLOOR NEW YORK NY 10022 true 0001713583 HDML Assets LLC C/O HALCYON CAPITAL MANAGEMENT, LLC 477 MADISON AVE., 8TH FLOOR NEW YORK NY 10022 true Common Stock, $ 0.0001 par value 10742778 I See footnotes See Exhibit 99.1 for text of footnote (1). See Exhibit 99.1 for text of footnote (2). See Exhibit 99.1 for text of footnote (3). See Exhibit 99.1 for text of footnote (4). Exhibit 99.1 (Footnotes) and Exhibit 99.2 (Joint Filer Information) are incorporated herein by reference. This Form 3 is the first of two Forms 3 being filed relating to the same event. The Form 3 has been split into two filings because there are more than ten Reporting Persons in total, and the SEC's EDGAR filing system limits a single Form 3 to a maximum of ten Reporting Persons. Each Form 3 will be filed by Designated Filer Halcyon Capital Management L.P. /s/ Halcyon Capital Management, L.P. 2017-08-03 /s/ Halcyon Mount Bonnell Fund LP 2017-08-03 /s/ HLTS GP LLC 2017-08-03 /s/ HCN LP 2017-08-03 /s/ HCN GP LLC 2017-08-03 /s/ Halcyon Energy, Power & Infrastructure Capital Holdings LLC 2017-08-03 /s/ First Series of HDML Fund I LLC 2017-08-03 /s/ HDML Asset LLC 2017-08-03 EX-99.1 2 ex99_1.htm EXHIBIT 99.1
Exhibit 99.1
 
Name and Address of Reporting Person:
Halcyon Capital Management LP
 
477 Madison Avenue, 8th Floor
 
New York, NY 10022
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Event Requiring Statement
  
(Month/Day/Year):
July 24, 2017
 
Footnotes to Form 3

(1) This statement is being filed by the following Reporting Persons in connection with the consummation of the transactions contemplated by that certain Agreement and Plan of Merger, dated April 17, 2017, by and among Hamony Merger Corporation, Harmony Merger Sub, LLC, NextDecade, LLC and certain members of NextDecade, LLC and entities affiliated with such members (the “Merger Agreement”): Halcyon Mount Bonnell Fund LP (“Mount Bonnell”), HLTS GP LLC (“HLTS”), HCN LP (“HCN”), HCN GP LLC (“HCN GP”), Halcyon Energy, Power & Infrastructure Capital Holdings LLC (“HEPI”), First Series of HDML Fund I LLC (“HDML”), HDML Asset LLC (“HDML Asset”), Halcyon Capital Management LP (“Halcyon Capital”), Avinash Kripalani, Jason Dillow, Kevah Konner and John Bader.

HLTS is the general partner of Mount Bonnell.  HCN GP is the general partner of HCN. HDML Asset is the investment member of HDML.  Halcyon Capital is the investment manager for each of Mount Bonnell, HCN, HEPI and HDML.  Investment decisions of Halcyon Capital are made by one or more of its portfolio managers, including Jason Dillow and Kevah Konner, each of whom has individual decision-making authority.  John Bader is the CEO of Halcyon Capital.  Avinash Kripalani is a Principal at Halcyon Capital and serves on the board of directors of the Issuer as Halcyon’s representative.

(3) Represents 2,060,464 shares directly held by HEPI (including 313,288 shares issuable pursuant to the Merger Agreement upon the satisfaction of certain milestones), 4,806,319 shares directly held by HCN (including 730,789 shares issuable pursuant to the Merger Agreement upon the satisfaction of certain milestones), 3,125,074 shares held directly held by Mount Bonnell (including 475,160 contingent shares issuable pursuant to the Merger Agreement upon the satisfaction of certain milestones), and 750,921 shares directly held by HDML (including 114,176 shares issuable pursuant to the Merger Agreement upon the satisfaction of certain milestones).

(4) Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its, his or her pecuniary interest.
 
 
 EX-99.2 3 ex99_2.htm EXHIBIT 99.2
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
Halcyon Mount Bonnell Fund LP
   
Address of Joint Filer:
c/o Halcyon Capital Management LP
 
477 Madison Avenue, 8th Floor
 
New York, NY 10022
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Event Requiring
  
Statement (Month/Day/Year):
July 24, 2017
   
Designated Filer:
Halcyon Capital Management LP
   
Signature:
  
   
Halcyon Mount Bonnell Fund LP
  
By: Halcyon Capital Management LP, its Manager
  
   
/s/ Suzanne McDermott    /s/ John Freese  
Name: Suzanne McDermott
 Name: John Freese
Title:   Chief Compliance Officer
Title:   Senior Corporate Counsel
   
August 3, 2017
  
Date
  
 
Page 1 of 7
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
HLTS GP LLC
   
Address of Joint Filer:
c/o Halcyon Capital Management LP
 
477 Madison Avenue, 8th Floor
 
New York, NY 10022
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Event Requiring
  
Statement (Month/Day/Year):
July 24, 2017
   
Designated Filer:
Halcyon Capital Management LP
   
Signature:
  
   
HLTS GP LLC
  
   
/s/ Suzanne McDermott    /s/ John Freese  
Name: Suzanne McDermott
 Name: John Freese
Title:   Chief Compliance Officer
Title:   Senior Corporate Counsel
   
August 3, 2017
  
Date
  
 
Page 2 of 7
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
HCN LP
   
Address of Joint Filer:
c/o Halcyon Capital Management LP
 
477 Madison Avenue, 8th Floor
 
New York, NY 10022
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Event Requiring
  
Statement (Month/Day/Year):
July 24, 2017
   
Designated Filer:
Halcyon Capital Management LP
   
Signature:
  
   
HCN LP
  
By: Halcyon Capital Management LP, its Manager
  
   
/s/ Suzanne McDermott    /s/ John Freese  
Name: Suzanne McDermott
 Name: John Freese
Title:   Chief Compliance Officer
Title:   Senior Corporate Counsel
   
August 3, 2017
  
Date
  
 
Page 3 of 7
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
HCN GP LLC
   
Address of Joint Filer:
c/o Halcyon Capital Management LP
 
477 Madison Avenue, 8th Floor
 
New York, NY 10022
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Event Requiring
  
Statement (Month/Day/Year):
July 24, 2017
   
Designated Filer:
Halcyon Capital Management LP
   
Signature:
  
   
HCN GP LLC
  
   
/s/ Suzanne McDermott    /s/ John Freese  
Name: Suzanne McDermott
 Name: John Freese
Title:   Chief Compliance Officer
Title:   Senior Corporate Counsel
   
August 3, 2017
  
Date
  
 
Page 4 of 7
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
Halcyon Energy, Power & Infrastructure Capital Holdings LLC
   
Address of Joint Filer:
c/o Halcyon Capital Management LP
 
477 Madison Avenue, 8th Floor
 
New York, NY 10022
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Event Requiring
  
Statement (Month/Day/Year):
July 24, 2017
   
Designated Filer:
Halcyon Capital Management LP
   
Signature:
  
   
Halcyon Energy, Power & Infrastructure Capital Holdings LLC
By: Halcyon Capital Management LP, its Manager
   
/s/ Suzanne McDermott    /s/ John Freese  
Name: Suzanne McDermott
 Name: John Freese
Title:   Chief Compliance Officer
Title:   Senior Corporate Counsel
   
August 3, 2017
  
Date
  
 
Page 5 of 7
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
First Series of HDML Fund I LLC
   
Address of Joint Filer:
c/o Halcyon Capital Management LP
 
477 Madison Avenue, 8th Floor
 
New York, NY 10022
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Event Requiring
  
Statement (Month/Day/Year):
July 24, 2017
   
Designated Filer:
Halcyon Capital Management LP
   
Signature:
  
   
First Series of HDML Fund I, LLC
  
By: Halcyon Capital Management LP, its Manager
  
   
/s/ Suzanne McDermott    /s/ John Freese  
Name: Suzanne McDermott
 Name: John Freese
Title:   Chief Compliance Officer
Title:   Senior Corporate Counsel
   
August 3, 2017
  
Date
  
 
Page 6 of 7
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
HDML Asset LLC
   
Address of Joint Filer:
c/o Halcyon Capital Management LP
 
510 Madison Avenue, 25th Floor
 
New York, NY 10022
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Event Requiring
  
Statement (Month/Day/Year):
July 24, 2017
   
Designated Filer:
Halcyon Capital Management LP
   
Signature:
  
   
HDML Asset LLC
  
   
/s/ Suzanne McDermott    /s/ John Freese  
Name: Suzanne McDermott
 Name: John Freese
Title:   Chief Compliance Officer
Title:   Senior Corporate Counsel
   
August 3, 2017
  
Date
  
 
 
Page 7 of 7