0001094891-15-000137.txt : 20150331 0001094891-15-000137.hdr.sgml : 20150331 20150331154819 ACCESSION NUMBER: 0001094891-15-000137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150327 FILED AS OF DATE: 20150331 DATE AS OF CHANGE: 20150331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Harmony Merger Corp. CENTRAL INDEX KEY: 0001612720 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 465723951 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-319-7676 MAIL ADDRESS: STREET 1: 777 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENFELD ERIC CENTRAL INDEX KEY: 0001219603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 15739008 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-03-27 0001612720 Harmony Merger Corp. HRMNU 0001219603 ROSENFELD ERIC HARMONY MERGER CORP. 777 THIRD AVENUE, 37TH FLOOR NEW YORK NY 10017 1 1 0 0 Chairman and CEO Common Stock 2015-03-27 4 P 0 7600 A 41971 D Common Stock 2015-03-27 4 P 0 5000 A 46971 D Common Stock 1525566 D Common Stock 30000 I By Rosenfeld Children's Successor Trust Common Stock 60000 I by Rosenfeld children's Successor Trust Redeemable Warrant 11.50 2015-03-27 4 P 0 7600 A Common Stock 41971 41971 D Redeemable Warrant 11.50 2015-03-27 4 P 0 5000 A Common Stock 46971 46971 D Redeemable Warrant 11.50 Common Stock 30000 30000 I by Rosenfeld Children's Successor Trust Represents securities underlying units of the Issuer ("Unit"). Each Unit consists of one share of common stock and one redeemable warrant ("Warrant") to purchase one share of common stock. 7,600 Units were transfered to Mr. Rosenfeld from Mr. Schlemm as a result of the exercise of the over-allotment option by the underwriter in full. Mr. Rosenfeld purchased an aggregate of 5,000 Units of the issuer for $10.00 per Unit on a private placement basis simultaneously with the exercise of the over-allotment option. Each Warrant will become exercisable on the later of 30 days after the completion of an initial business combination and March 23, 2016. Each Warrant will expire five years after the completion of an initial business combination, or earlier upon redemption. /s/ Eric S. Rosenfeld 2015-03-30