0001612599-21-000002.txt : 20210318
0001612599-21-000002.hdr.sgml : 20210318
20210318150519
ACCESSION NUMBER: 0001612599-21-000002
CONFORMED SUBMISSION TYPE: MA/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20210308
DATE AS OF CHANGE: 20210318
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Keygent LLC
CENTRAL INDEX KEY: 0001612599
IRS NUMBER: 593837838
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-00091
FILM NUMBER: 21754084
BUSINESS ADDRESS:
STREET 1: 1730 E. HOLLY AVE.
STREET 2: SUITE 762
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 310-322-4222
MAIL ADDRESS:
STREET 1: 1730 E. HOLLY AVE.
STREET 2: SUITE 762
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
MA/A
1
primary_doc.xml
MA/A
0001612599
XXXXXXXX
Joy Arai
310-322-4222
joy.arai@keygentcorp.com
joy.arai@keygentcorp.com
chet.wang@keygentcorp.com
tony.hsieh@keygentcorp.com
Keygent LLC
Add
Keygent Advisors
CA
Add
Keygent
CA
59-3837838
866-00098-00
867-00091
1730 E. HOLLY AVENUE
SUITE 762
EL SEGUNDO
CA
90245
310-322-4222
866-335-0114
Add
310-377-2272
866-335-0114
NewAdd
866905361389
N
www.keygentcorp.com
Add
www.linkedin.com
Add
www.facebook.com
Add
www.twitter.com
Add
www.instagram.com
Add
www.pinterest.com
Add
www.youtube.com
Joy
A
Arai
1730 E. HOLLY AVENUE
SUITE 762
EL SEGUNDO
CA
90245
310-322-4222
866-335-0114
joy.arai@keygentcorp.com
Anthony
Robert
Hsieh
Managing Director
1730 E. HOLLY AVENUE
SUITE 762
EL SEGUNDO
CA
90245
310-322-4222
866-335-0114
tony.hsieh@keygentcorp.com
December
CA
03-06-2006
N
6
6
5
0
0
0
45
Municipal Entities
0
0
0
Not Applicable
Hourly Charges
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice Guaranteed IC
Advice On Selection
Y
The applicant provides municipal bond dissemination agent services as a primary business.
The applicant provides report preparation services for state required reporting (i.e. CDIAC).
Accountant or accounting firm
Real estate broker or dealer
2
Add
Real estate broker or dealer
Chet Wang
N/A
Y
Y
N
Add
Accountant or accounting firm
Joy Arai
Joy Arai
Y
Y
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
This filing is Keygent's MA Annual Update for FYE 12/31/2020 and replaces File No 867-00091/Accession 0001612599-20-000002 filed and accepted in error on 3/16/20 and 3/18/29 respectively. This filing reports a new office location in Item 1E however, the corresponding form MA-NR could not be attached due to an Edgar technical matter which has not been resolved as of the date of this filing.
N
N
N
N
N
Y
Y
Y
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Anthony
Robert
Hsieh
Managing Member, Managing Director
03-15-2016
D
Y
3059118
Chet
Yi
Wang
Managing Member, Managing Director
07-01-2014
D
Y
4823750
Joy
Ayako
Arai
Chief Compliance Officer
02-09-2015
NA
Y
000000000
Christine
Elizabeth
Hiatt
Principal, Director
10-23-2019
NA
Y
000000000
Anthony
Robert
Hsieh
Managing Member, Managing Director
03-15-2016
D
Y
3059118
Chet
Yi
Wang
Managing Member, Managing Director
07-01-2014
D
Y
4823750
Joy
Ayako
Arai
Chief Compliance Officer
02-09-2015
NA
Y
000000000
Christine
Elizabeth
Hiatt
Principal, Director
10-23-2019
NA
Y
000000000
2
9-C2
9-C3
9-C4
9-C5
Keygent LLC
867-00091
06-14-2016
0001612599-16-000018
Anthony
Robert
Hsieh
N
3059118
Anthony Robert Hsieh
3059118
1887181
Keygent LLC
867-00091
06-14-2016
0001612599-16-000018
Chet
Yi
Wang
N
4823750
Chet Yi Wang
4823750
1887181
Keygent LLC
867-00091
06-14-2016
0001612599-16-000018
Joy A. Arai
Joy A. Arai
Chief Compliance Officer
03-08-2021
N
N
N
N
Y
Y
N
Y
N
Y
N
N
N
N
N
N
N
N
N
N
Y