0001612599-16-000011.txt : 20160211
0001612599-16-000011.hdr.sgml : 20160211
20160211175333
ACCESSION NUMBER: 0001612599-16-000011
CONFORMED SUBMISSION TYPE: MA/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Keygent LLC
CENTRAL INDEX KEY: 0001612599
IRS NUMBER: 593837838
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-00091
FILM NUMBER: 161413195
BUSINESS ADDRESS:
STREET 1: 999 N. SEPULVEDA BLVD.
STREET 2: SUITE 500
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 310-322-4222
MAIL ADDRESS:
STREET 1: 999 N. SEPULVEDA BLVD.
STREET 2: SUITE 500
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
MA/A
1
primary_doc.xml
MA/A
0001612599
XXXXXXXX
Joy Arai
310-322-4222
joy.arai@keygentcorp.com
joy.arai@keygentcorp.com
chet.wang@keygentcorp.com
tony.hsieh@keygentcorp.com
Keygent LLC
Add
Keygent Advisors
CA
59-3837838
866-00098-00
867-00091
999 N. SEPULVEDA BLVD.
SUITE 500
EL SEGUNDO
CA
90245
310-322-4222
N
999 N. SEPULVEDA BLVD.
SUITE 500
EL SEGUNDO
CA
90245
Joy
A
Arai
999 N. Sepulveda Blvd., Suite 500
El Segundo
CA
90245
310-322-4222
866-518-7656
joy.arai@keygentcorp.com
Anthony
Robert
Hsieh
999 N. Sepulveda Blvd., Suite 500
El Segundo
CA
90245
310-322-4222
866-518-7656
tony.hsieh@keygentcorp.com
December
CA
03-06-2006
N
01-11-2016
867-00091
Keygent LLC
8
6
0
0
0
45
Municipal Entities
0
0
0
Not Applicable
Hourly Charges
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice Guaranteed IC
Advice Use Of MD
Advice On Selection
Y
The applicant provides municipal bond dissemination agent services as a primary business.
Real estate broker or dealer
1
Delete
Real estate broker or dealer
Eugene Yee
N/A
Y
N
N
Add
Real estate broker or dealer
Chet Wang
N/A
Y
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
Item 3 and Item 8 Succession by Amendment: In January 2016, Keygent LLC managing members, Eugene Yee and Sumei Yee retired. Due to their retirement, the remaining management members, Anthony Hsieh and Chet Wang increased their ownership to 50% each.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Anthony
Robert
Hsieh
Managing Member, Chief Executive Officer
07-08-2014
C
Y
Eugene
Moon
Yee
Managing Member
07-01-2014
D
Y
Chet
Yi
Wang
Managing Member, Managing Director
07-01-2014
NA
Y
Sumei
Chen
Yee
Member
07-01-2014
B
N
Amend
Anthony
Robert
Hsieh
Managing Member, Chief Executive Officer
07-08-2014
D
Y
Delete
Eugene
Moon
Yee
Managing Member
07-01-2014
D
Y
Amend
Chet
Yi
Wang
Managing Member, Managing Director
07-01-2014
D
Y
Delete
Sumei
Chen
Yee
Member
07-01-2014
B
N
Joy Arai
Joy A. Arai
Chief Compliance Officer
02-10-2016
N
N
N
N
Y
Y
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
Y