0001612595-18-000002.txt : 20180426
0001612595-18-000002.hdr.sgml : 20180426
20180426142145
ACCESSION NUMBER: 0001612595-18-000002
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180326
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Applied Best Practices, LLC
CENTRAL INDEX KEY: 0001612595
IRS NUMBER: 200729056
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01184
FILM NUMBER: 18777848
BUSINESS ADDRESS:
STREET 1: 19900 MACARTHUR BLVD.
STREET 2: SUITE 1100
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-660-7300
MAIL ADDRESS:
STREET 1: 19900 MACARTHUR BLVD.
STREET 2: SUITE 1100
CITY: IRVINE
STATE: CA
ZIP: 92612
MA-A
1
primary_doc.xml
MA-A
0001612595
XXXXXXXX
Daniel L. Wiles
949-660-7315
dwiles@abpmuni.com
mseabrook@fieldman.com
dcoats@fieldman.com
12-31-2017
Y
Applied Best Practices, LLC
20-0729056
866-01611-00
867-01184-00
MSRB
K1010
19900 MACARTHUR BLVD.
SUITE 1100
IRVINE
CA
92612
949-863-1787
949-474-8773
N
19900 MACARTHUR BLVD.
SUITE 1100
IRVINE
CA
92612
www.applied-best-practices.com
Add
www.abpmuni.com
Daniel
Lee
Wiles
Principal
General Counsel
Chief Compliance Officer
19900 MacArthur Blvd.
Suite 1100
Irvine
CA
92612
949-660-7315
949-474-8773
dwiles@abpmuni.com
Michelle
Elaine
Seabrook
HR & Office Manager
19900 MacArthur Blvd.
Suite 1100
Irvine
CA
92612
949-660-7324
949-474-8773
mseabrook@fieldman.com
Add
Corodata
2621 Research Dr.
Corona
CA
92882
951-817-6800
951-549-1697
Closed project files; old transcripts; old Official Statements and Preliminary Official Statements from closed deals; archived proposals; and miscellaneous files not impacting current business.
Fieldman, Rolapp & Associates, Inc.
N
December
CA
04-15-2008
N
15
1
15
0
0
0
86
Municipal Entities
Non-profit organizations
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Not Applicable
Other
Continuing Disclosure
N
Other municipal advisor
15
Add
Other municipal advisor
Lora Alice Carpenter
Lora Alica Carpenter
Y
N
N
Add
Other municipal advisor
Jason Chung
Jason Chung
Y
N
N
Add
Other municipal advisor
James Vasile Fabian
James Vasile Fabian
Y
N
N
Amend
Other municipal advisor
Thomas Gerard Johnsen
Thomas Gerard Johnsen
Y
N
N
Add
Other municipal advisor
Paul Dew Pender
Paul Dew Pender
Y
N
N
Add
Other municipal advisor
Robert Anthony Porr
Robert Anthony Porr
Y
N
N
Add
Other municipal advisor
Anna Vaselinova Sarabian
Anna Vaselinova Sarabian
Y
N
N
Add
Other municipal advisor
Daniel Lee Wiles
Daniel Lee Wiles
Y
N
N
Add
Other municipal advisor
Adam Spencer Bauer
Adam Spencer Bauer
Y
N
N
Delete
Other municipal advisor
Chanele Brittany Cook
Chanele Brittany Cook
Y
N
N
Delete
Other municipal advisor
Jacob Arthur Cupul
Jacob Arthur Cupul
Y
N
N
Delete
Other municipal advisor
Tsung-hang Lin
Tsung-hang Lin
Y
N
N
Add
Other municipal advisor
Marisa Helen Colcord
Marisa Helen Colcord
Y
N
N
Add
Other municipal advisor
Randall Padua Libunao
Randall Padua Libunao
Y
N
N
Add
Other municipal advisor
Adrian Jesus Gonzalez
Adrian Jesus Gonzalez
Y
N
N
Add
Other municipal advisor
Chelsea Lyn Redmon
Chelsea Lyn Redmon
Y
N
N
Add
Other municipal advisor
Erik Anthony Fisher
Erik Anthony Fisher
Y
N
N
NewAdd
Other municipal advisor
Branden Joseph Kfoury
Branden Joseph Kfoury
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Item 6 (B) Deletion of Jacob Cupul and Tsung Lin and added Branden Kfoury
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Fieldman, Rolapp & Associates, Inc.
N
95-2920834
Owner
04-15-2008
E
Y
Adam
Spencer
Bauer
CEO, President and Chairman
01-01-2016
NA
Y
004996573
James
Vasile
Fabian
Secretary and Senior Vice President
04-13-2009
NA
Y
004548861
Thomas
Gerard
Johnsen
Senior Vice President and Vice Chairman
01-01-2016
NA
Y
001452756
Paul
Dew
Pender
Vice President
08-01-2010
NA
Y
005311738
Robert
Anthony
Porr
Senior Vice President
12-11-2009
NA
Y
002802248
Lawrence
Graul
Rolapp
Director
12-18-2009
NA
N
004439194
Anna
Vaselinova
Sarabian
Senior Vice President
06-20-2014
NA
Y
Daniel
Lee
Wiles
General Counsel and Senior Vice President and Chief Compliance Officer
04-11-2005
NA
Y
004609110
Fieldman, Rolapp & Associates, Inc.
Fieldman, Rolapp & Associates, Inc. Employee Stock Ownership Plan
N
20-3799230
Shareholder
12-18-2009
D
N
Add
Fieldman, Rolapp & Associates, Inc.
N
95-2920834
Owner
04-15-2008
E
Y
Amend
Adam
Spencer
Bauer
CEO, President and Chairman
01-01-2016
NA
Y
004996573
Add
James
Vasile
Fabian
Secretary and Senior Vice President
04-13-2009
NA
Y
004548861
Amend
Thomas
Gerard
Johnsen
Senior Vice President
01-01-2016
NA
Y
001452756
Add
Paul
Dew
Pender
Vice President
08-01-2010
NA
Y
005311738
Add
Robert
Anthony
Porr
Senior Vice President
12-11-2009
NA
Y
002802248
Add
Lawrence
Graul
Rolapp
Director
12-18-2009
NA
N
004439194
Amend
Anna
Vaselinova
Sarabian
Senior Vice President and Vice Chairperson
06-20-2014
NA
Y
Amend
Daniel
Lee
Wiles
General Counsel and Senior Vice President and Chief Compliance Officer
04-11-2005
NA
Y
004609110
Add
Fieldman, Rolapp & Associates, Inc.
Fieldman, Rolapp & Associates, Inc. Employee Stock Ownership Plan
N
20-3799230
Shareholder
12-18-2009
D
N
Daniel L. Wiles
Daniel L. Wiles
Chief Compliance Officer
03-26-2018
N
N
N
N
N
Y
N
N
N
Y
Y
N
Y
N
N
N
N
N
Y
N
N