0001612595-18-000002.txt : 20180426 0001612595-18-000002.hdr.sgml : 20180426 20180426142145 ACCESSION NUMBER: 0001612595-18-000002 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180326 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Applied Best Practices, LLC CENTRAL INDEX KEY: 0001612595 IRS NUMBER: 200729056 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-01184 FILM NUMBER: 18777848 BUSINESS ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-660-7300 MAIL ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 MA-A 1 primary_doc.xml MA-A 0001612595 XXXXXXXX Daniel L. Wiles 949-660-7315 dwiles@abpmuni.com mseabrook@fieldman.com dcoats@fieldman.com 12-31-2017 Y Applied Best Practices, LLC 20-0729056 866-01611-00 867-01184-00 MSRB K1010 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 949-863-1787 949-474-8773 N 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 www.applied-best-practices.com Add www.abpmuni.com Daniel Lee Wiles

19900 MacArthur Blvd. Suite 1100 Irvine CA 92612

949-660-7315 949-474-8773 dwiles@abpmuni.com Michelle Elaine Seabrook

19900 MacArthur Blvd. Suite 1100 Irvine CA 92612

949-660-7324 949-474-8773 mseabrook@fieldman.com Add Corodata 2621 Research Dr. Corona CA 92882 951-817-6800 951-549-1697 Closed project files; old transcripts; old Official Statements and Preliminary Official Statements from closed deals; archived proposals; and miscellaneous files not impacting current business. Fieldman, Rolapp & Associates, Inc. N December CA 04-15-2008 N 15 1 15 0 0 0 86 Municipal Entities Non-profit organizations 0 0 0 Not Applicable Hourly Charges Fixed Fees Not Applicable Other Continuing Disclosure N Other municipal advisor 15 Add Other municipal advisor Lora Alice Carpenter Lora Alica Carpenter Y N N Add Other municipal advisor Jason Chung Jason Chung Y N N Add Other municipal advisor James Vasile Fabian James Vasile Fabian Y N N Amend Other municipal advisor Thomas Gerard Johnsen Thomas Gerard Johnsen Y N N Add Other municipal advisor Paul Dew Pender Paul Dew Pender Y N N Add Other municipal advisor Robert Anthony Porr Robert Anthony Porr Y N N Add Other municipal advisor Anna Vaselinova Sarabian Anna Vaselinova Sarabian Y N N Add Other municipal advisor Daniel Lee Wiles Daniel Lee Wiles Y N N Add Other municipal advisor Adam Spencer Bauer Adam Spencer Bauer Y N N Delete Other municipal advisor Chanele Brittany Cook Chanele Brittany Cook Y N N Delete Other municipal advisor Jacob Arthur Cupul Jacob Arthur Cupul Y N N Delete Other municipal advisor Tsung-hang Lin Tsung-hang Lin Y N N Add Other municipal advisor Marisa Helen Colcord Marisa Helen Colcord Y N N Add Other municipal advisor Randall Padua Libunao Randall Padua Libunao Y N N Add Other municipal advisor Adrian Jesus Gonzalez Adrian Jesus Gonzalez Y N N Add Other municipal advisor Chelsea Lyn Redmon Chelsea Lyn Redmon Y N N Add Other municipal advisor Erik Anthony Fisher Erik Anthony Fisher Y N N NewAdd Other municipal advisor Branden Joseph Kfoury Branden Joseph Kfoury Y N N N N N N N N N N N N N N N Item 6 (B) Deletion of Jacob Cupul and Tsung Lin and added Branden Kfoury N N N N N N N N N N N N N N N N N N N N N N N N Y N Fieldman, Rolapp & Associates, Inc. N 95-2920834 Owner 04-15-2008 E Y Adam Spencer Bauer CEO, President and Chairman 01-01-2016 NA Y 004996573 James Vasile Fabian Secretary and Senior Vice President 04-13-2009 NA Y 004548861 Thomas Gerard Johnsen Senior Vice President and Vice Chairman 01-01-2016 NA Y 001452756 Paul Dew Pender Vice President 08-01-2010 NA Y 005311738 Robert Anthony Porr Senior Vice President 12-11-2009 NA Y 002802248 Lawrence Graul Rolapp Director 12-18-2009 NA N 004439194 Anna Vaselinova Sarabian Senior Vice President 06-20-2014 NA Y Daniel Lee Wiles General Counsel and Senior Vice President and Chief Compliance Officer 04-11-2005 NA Y 004609110 Fieldman, Rolapp & Associates, Inc. Fieldman, Rolapp & Associates, Inc. Employee Stock Ownership Plan N 20-3799230 Shareholder 12-18-2009 D N Add Fieldman, Rolapp & Associates, Inc. N 95-2920834 Owner 04-15-2008 E Y Amend Adam Spencer Bauer CEO, President and Chairman 01-01-2016 NA Y 004996573 Add James Vasile Fabian Secretary and Senior Vice President 04-13-2009 NA Y 004548861 Amend Thomas Gerard Johnsen Senior Vice President 01-01-2016 NA Y 001452756 Add Paul Dew Pender Vice President 08-01-2010 NA Y 005311738 Add Robert Anthony Porr Senior Vice President 12-11-2009 NA Y 002802248 Add Lawrence Graul Rolapp Director 12-18-2009 NA N 004439194 Amend Anna Vaselinova Sarabian Senior Vice President and Vice Chairperson 06-20-2014 NA Y Amend Daniel Lee Wiles General Counsel and Senior Vice President and Chief Compliance Officer 04-11-2005 NA Y 004609110 Add Fieldman, Rolapp & Associates, Inc. Fieldman, Rolapp & Associates, Inc. Employee Stock Ownership Plan N 20-3799230 Shareholder 12-18-2009 D N Daniel L. Wiles Daniel L. Wiles Chief Compliance Officer 03-26-2018 N N N N N Y N N N Y Y N Y N N N N N Y N N