0001612595-16-000014.txt : 20161108 0001612595-16-000014.hdr.sgml : 20161108 20161108150053 ACCESSION NUMBER: 0001612595-16-000014 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20161108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Applied Best Practices, LLC CENTRAL INDEX KEY: 0001612595 IRS NUMBER: 200729056 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04234 FILM NUMBER: 161981004 BUSINESS ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-660-7300 MAIL ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 MA-I/A 1 primary_doc.xml MA-I/A 0001612595 XXXXXXXX Daniel L. Wiles 949-660-7315 dwiles@abpmuni.com mseabrook@fieldman.com N N Adam Spencer Bauer 004996573 Y 2 0001612595 Applied Best Practices, LLC 09-28-2004 N 07-02-2014 0001612595 LOCATED SUPERVISED 09-28-2004 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 0001612429 Fieldman, Rolapp & Associates, Inc. 09-28-2004 N 867-00175 LOCATED SUPERVISED 09-28-2004 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 09-2004 Applied Best Practices, LLC Irvine CA 92612 Y N Principal and President 07-2002 09-2004 David Taussig & Associates Newport Beach CA 92660 Y N Senior Associate N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-08-2016 Daniel Wiles Chief Compliance Officer