0001612595-15-000001.txt : 20150409 0001612595-15-000001.hdr.sgml : 20150409 20150409125521 ACCESSION NUMBER: 0001612595-15-000001 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150323 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Applied Best Practices, LLC CENTRAL INDEX KEY: 0001612595 IRS NUMBER: 200729056 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-01184 FILM NUMBER: 15760906 BUSINESS ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-660-7300 MAIL ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 MA-A 1 primary_doc.xml MA-A 0001612595 XXXXXXXX Daniel L. Wiles 949-660-7315 dwiles@abpmuni.com tstiles@fieldman.com 12-31-2014 Y Applied Best Practices, LLC 20-0729056 866-01611-00 MSRB K1010 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 949-863-1787 949-474-8773 Add 1990 N. California Blvd. Suite 830 Walnut Creek CA 94596 925-933-6096 N 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 www.applied-best-practices.com Add www.abpmuni.com Daniel L Wiles

19900 MacArthur Blvd. Suite 1100 Irvine CA 92612

949-660-7315 949-474-8773 dwiles@abpmuni.com Theresa J Stiles

19900 MacArthur Blvd. Suite 1100 Irvine CA 92612

949-660-7304 949-474-8773 tstiles@fieldman.com Add Schick Records Management 2721 Michelle Drive Tustin CA 92680 714-731-5400 714-669-4220 Closed project files; old transcripts; old Official Statements and Preliminary Official Statements from closed deals; archived proposals; and miscellaneous files not impacting current business. Fieldman, Rolapp & Associates, Inc. N Fieldman Rolapp Financial Services, LLC Y State of California 114911 CA December CA 04-15-2008 N 12 1 12 0 0 0 92 Municipal Entities Non-profit organizations 0 0 0 Not Applicable Hourly Charges Fixed Fees Not Applicable Other Continuing Disclosure N Investment Adviser Other municipal advisor 13 Add Other municipal advisor Lora Alice Carpenter Lora Alica Carpenter Y N N Add Other municipal advisor Jason Chung Jason Chung Y N N Add Investment Adviser Other municipal advisor Thomas Martin DeMars Thomas Martin DeMars Y N N Add Other municipal advisor James Vasile Fabian James Vasile Fabian Y N N Add Other municipal advisor Danny Ray Jasper Danny Ray Jasper Y N N Add Other municipal advisor Thomas Gerard Johnsen Thomas Gerard Johnsen Y N N Add Investment Adviser Other municipal advisor Joshua Justin Lentz Joshua Justin Lentz Y N N Add Other municipal advisor Paul Dew Pender Paul Dew Pender Y N N Add Investment Adviser Other municipal advisor Robert Anthony Porr Robert Anthony Porr Y N N Add Other municipal advisor Anna Vaselinova Sarabian Anna Vaselinova Sarabian Y N N Delete Other municipal advisor Renee Nicole Vancho Renee Nicole Vancho N N N Add Investment Adviser Other municipal advisor Daniel Lee Wiles Daniel Lee Wiles Y N N Add Other municipal advisor Adam Spencer Bauer Adam Spencer Bauer Y N N N N N N N N N N N N N N N Add Fieldman, Rolapp & Associates, Inc. 867-00175 07-30-2014 Fieldman, Rolapp & Associates, Inc. owns 100% of Applied Best Practices, LLC. 19900 MacArthur Blvd. Suite 1100 Irvine CA 92612 949-660-7300 949-474-8773 N N N N N N N N N N N N N N N N N N N N N N N N Y N Fieldman, Rolapp & Associates, Inc. N 95-2920834 Owner 04-15-2008 E Y Adam Spencer Bauer Vice Chairman and President 04-08-2014 NA Y 004996573 Thomas Martin DeMars Chairman and CEO 04-13-2009 NA Y 001632998 James Vasile Fabian Secretary and Senior Vice President 04-13-2009 NA Y 004548861 Thomas Gerard Johnsen Senior Vice President 05-01-1993 NA Y 001452756 Joshua Justin Lentz Vice President 09-01-2013 NA Y 005273131 Paul Dew Pender Vice President 08-01-2010 NA Y 005311738 Robert Anthony Porr Senior Vice President 12-11-2009 NA Y 002802248 Lawrence Graul Rolapp Director 12-18-2009 NA N 004439194 Anna Vaselinova Sarabian Senior Vice President 06-20-2014 NA Y Theresa June Stiles Vice President of Human Resources and Administration 08-01-2013 NA Y Daniel Lee Wiles General Counsel and Senior Vice President 04-11-2005 NA Y 004609110 Fieldman, Rolapp & Associates, Inc. Fieldman, Rolapp & Associates, Inc. Employee Stock Ownership Plan N 20-3799230 Shareholder 12-18-2009 D N Add Fieldman, Rolapp & Associates, Inc. N 95-2920834 Owner 04-15-2008 E Y Add Adam Spencer Bauer Vice Chairman and President 04-08-2014 NA Y 004996573 Add Thomas Martin DeMars Chairman and CEO 04-13-2009 NA Y 001632998 Add James Vasile Fabian Secretary and Senior Vice President 04-13-2009 NA Y 004548861 Add Thomas Gerard Johnsen Senior Vice President 05-01-1993 NA Y 001452756 Add Joshua Justin Lentz Vice President 09-01-2013 NA Y 005273131 Add Paul Dew Pender Vice President 08-01-2010 NA Y 005311738 Add Robert Anthony Porr Senior Vice President 12-11-2009 NA Y 002802248 Add Lawrence Graul Rolapp Director 12-18-2009 NA N 004439194 Add Anna Vaselinova Sarabian Senior Vice President 06-20-2014 NA Y Add Theresa June Stiles Vice President of Human Resources and Administration 08-01-2013 NA Y Add Daniel Lee Wiles General Counsel and Senior Vice President 04-11-2005 NA Y 004609110 Add Fieldman, Rolapp & Associates, Inc. Fieldman, Rolapp & Associates, Inc. Employee Stock Ownership Plan N 20-3799230 Shareholder 12-18-2009 D N Daniel L. Wiles Daniel L. Wiles Chief Compliance Officer 03-23-2015 004609110 N N N N N Y N Y N Y Y N Y N N N Y N Y N