0001612595-14-000014.txt : 20141209 0001612595-14-000014.hdr.sgml : 20141209 20141209183821 ACCESSION NUMBER: 0001612595-14-000014 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Applied Best Practices, LLC CENTRAL INDEX KEY: 0001612595 IRS NUMBER: 200729056 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04234 FILM NUMBER: 141276160 BUSINESS ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-660-7300 MAIL ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 MA-I 1 primary_doc.xml MA-I 0001612595 XXXXXXXX Daniel L. Wiles 949-660-7315 dwiles@abpmuni.com tstiles@fieldman.com N Robert Anthony Porr 002802248 Y 3 0001612595 Applied Best Practices, LLC 05-01-2005 N 07-02-2014 0001612595 LOCATED SUPERVISED 05-01-2005 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 0001612429 Fieldman, Rolapp & Associates, Inc. 05-01-2005 N 867-00175 LOCATED SUPERVISED 05-01-2005 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 0001612430 Fieldman Rolapp Financial Services, LLC 05-01-2005 N 07-01-2014 0001612430 LOCATED SUPERVISED 05-01-2005 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 05-2005 Applied Best Practices, LLC Irvine CA 92612 Y N Senior Vice President 10-2004 04-2005 Structured Finance Corporation of America Huntington Beach CA 92647 Y Y Senior Vice President 08-1996 09-2004 Southwest Securities Newport Beach CA 92660 N Y Investment Banker N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-29-2014 Daniel L. Wiles Chief Compliance Officer