0001612595-14-000004.txt : 20141209 0001612595-14-000004.hdr.sgml : 20141209 20141209183938 ACCESSION NUMBER: 0001612595-14-000004 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Applied Best Practices, LLC CENTRAL INDEX KEY: 0001612595 IRS NUMBER: 200729056 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04234 FILM NUMBER: 141276173 BUSINESS ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-660-7300 MAIL ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 MA-I 1 primary_doc.xml MA-I 0001612595 XXXXXXXX Daniel L. Wiles 949-660-7315 dwiles@abpmuni.com tstiles@fieldman.com N Lora Alice Carpenter Y 2 0001612595 Applied Best Practices, LLC 03-17-2014 N 07-02-2014 0001612595 LOCATED SUPERVISED 03-17-2014 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 0001612429 Fieldman, Rolapp & Associates, Inc. 03-17-2014 N 07-02-2014 0001612429 LOCATED SUPERVISED 03-17-2014 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 03-2014 Applied Best Practices, LLC Irvine CA 92612 Y N Associate 08-2013 03-2014 Unemployed Aliso Viejo CA 92656 N N Unemployed 07-2013 08-2013 Private Residence Orange CA 92868 N N Personal Tutor 06-2013 07-2013 St. Josephs Hospital Orange CA 92868 N N Receptionist, Office Clerk 08-2012 05-2013 Bucknell University Lewisburg PA 17837 N N Full Time Student 06-2012 08-2012 St. Josephs Hospital Orange CA 92868 N N Receptionist, Office Clerk 08-2011 05-2012 Bucknell University Lewisburg PA 17837 N N Full Time Student 06-2011 08-2011 St. Josephs Hospital Orange CA 92868 N N Receptionist, Office Clerk 08-2010 05-2011 Bucknell University Lewisburg PA 17837 N N Full Time Student 06-2010 08-2010 St. Josephs Hospital Orange CA 92868 N N Receptionist, Office Clerk 08-2009 05-2010 Bucknell University Lewisburg PA 17837 N N Full Time Student 06-2009 08-2009 St. Josephs Hospital Orange CA 92868 N N Receptionist, Office Clerk 09-2005 05-2009 Sage Hill School Newport Beach CA 92675 N N Full Time Student 08-2003 06-2005 St. Margaret's Episcopal School San Juan Capistrano CA 92675 N N Full Time Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-29-2014 Daniel L. Wiles Chief Compliance Officer