0001612430-14-000005.txt : 20141217 0001612430-14-000005.hdr.sgml : 20141217 20141217160559 ACCESSION NUMBER: 0001612430-14-000005 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fieldman Rolapp Financial Services, LLC CENTRAL INDEX KEY: 0001612430 IRS NUMBER: 330825843 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04301 FILM NUMBER: 141292569 BUSINESS ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-660-7300 MAIL ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 MA-I 1 primary_doc.xml MA-I 0001612430 XXXXXXXX Daniel L. Wiles 949-660-7315 dwiles@frfs-llc.com tstiles@fieldman.com N Joshua Justin Lentz 005273131 Y 3 0001612430 Fieldman Rolapp Financial Services, LLC 08-14-2006 N 07-01-2014 0001612430 LOCATED SUPERVISED 08-14-2006 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 0001612429 Fieldman, Rolapp & Associates, Inc. 08-14-2006 N 867-00175 LOCATED SUPERVISED 08-14-2006 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 0001612595 Applied Best Practices, LLC 08-14-2006 N 07-02-2014 0001612595 LOCATED SUPERVISED 08-14-2006 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 08-2006 Fieldman Rolapp Financial Services, LLC Irvine CA 92612 Y Y Vice President 02-1998 08-2006 Stradling Yocca Carlson & Rauth Newport Beach CA 92660 N N Public Finance Paralegal N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-29-2014 Daniel L. Wiles Chief Compliance Officer