0001612430-14-000001.txt : 20141217
0001612430-14-000001.hdr.sgml : 20141217
20141217153338
ACCESSION NUMBER: 0001612430-14-000001
CONFORMED SUBMISSION TYPE: MA
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20141029
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fieldman Rolapp Financial Services, LLC
CENTRAL INDEX KEY: 0001612430
IRS NUMBER: 330825843
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01255
FILM NUMBER: 141292398
BUSINESS ADDRESS:
STREET 1: 19900 MACARTHUR BLVD.
STREET 2: SUITE 1100
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-660-7300
MAIL ADDRESS:
STREET 1: 19900 MACARTHUR BLVD.
STREET 2: SUITE 1100
CITY: IRVINE
STATE: CA
ZIP: 92612
MA
1
primary_doc.xml
MA
0001612430
XXXXXXXX
Daniel L. Wiles
949-660-7315
dwiles@frfs-llc.com
tstiles@fieldman.com
Fieldman Rolapp Financial Services, LLC
000114911
33-0825843
866-01597-00
000114911
CA
MSRB
K1014
19900 MACARTHUR BLVD.
SUITE 1100
IRVINE
CA
92612
949-660-7300
949-474-8773
Add
1990 N. California Blvd.
Suite 830
Walnut Creek
CA
94596
925-933-6096
N
19900 MACARTHUR BLVD.
SUITE 1100
IRVINE
CA
92612
None
Daniel
Lee
Wiles
Principal
General Counsel
19900 MacArthur Blvd.
Suite 1100
Irvine
CA
92612
949-660-7315
949-474-8773
dwiles@frfs-llc.com
Theresa
June
Stiles
Vice President of Human Resources and Administration
19900 MacArthur Blvd.
Suite 1100
Irvine
CA
92612
949-660-7304
949-474-8773
tstiles@fieldman.com
Add
Schick Records Management
2721 Michelle Dr.
Tustin
CA
92680
714-731-5400
714-669-4220
Closed project files; old transcripts; old Official Statements and Preliminary Official Statements; closed deals; archived proposals, and miscellaneous files not impacting current business.
Fieldman, Rolapp & Associates, Inc.
N
Applied Best Practices, LLC
N
December
CA
07-01-1999
N
4
4
0
0
0
1
Municipal Entities
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Not Applicable
Advice Investment Of Proceeds MS
Advice ME Investments
Advice On Selection
Y
Y
N
Investment Adviser
Other municipal advisor
4
Add
Investment Adviser
Other municipal advisor
Thomas Martin DeMars
Thomas Martin DeMars
Y
N
N
Add
Investment Adviser
Other municipal advisor
Daniel Lee Wiles
Daniel Lee Wiles
Y
N
N
Add
Investment Adviser
Other municipal advisor
Robert Anthony Porr
Robert Anthony Porr
Y
N
N
Add
Investment Adviser
Other municipal advisor
Joshua Justin Lentz
Joshua Justin Lentz
Y
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
Add
Fieldman, Rolapp & Associates, Inc.
867-00175
07-30-2014
Fieldman, Rolapp & Associates, Inc. owns 100% of Fieldman Rolapp Financial Services, LLC.
19900 MacArthur Blvd.
Suite 1100
Irvine
CA
92612
949-660-7300
949-474-8773
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Fieldman, Rolapp & Associates, Inc.
N
95-2920834
Owner
07-01-1999
E
Y
Thomas
Martin
DeMars
Chairman and CEO
04-13-2009
NA
Y
001632998
Daniel
Lee
Wiles
General Counsel and Senior Vice President
04-11-2005
NA
Y
004609110
Robert
Anthony
Porr
Senior Vice President
12-11-2009
NA
Y
002802248
Joshua
Justin
Lentz
Vice President
09-01-2013
NA
Y
005273131
Fieldman, Rolapp & Associates, Inc.
Fieldman, Rolapp & Associates, Inc. Employee Stock Ownership Plan
N
20-3799230
Shareholder
12-18-2009
D
N
Add
Fieldman, Rolapp & Associates, Inc.
N
95-2920834
Owner
07-01-1999
E
Y
Daniel L. Wiles
Daniel L. Wiles
Chief Compliance Officer
10-29-2014
004609110
N
N
N
N
N
Y
N
Y
N
N
Y
N
Y
N
N
N
Y
N
Y
N