0001612429-23-000006.txt : 20230706
0001612429-23-000006.hdr.sgml : 20230706
20230706125348
ACCESSION NUMBER: 0001612429-23-000006
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: PORR,ROBERT,ANTHONY,
FILED AS OF DATE: 20230705
DATE AS OF CHANGE: 20230706
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fieldman, Rolapp & Associates, Inc.
CENTRAL INDEX KEY: 0001612429
IRS NUMBER: 952920834
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-01551
FILM NUMBER: 231072867
BUSINESS ADDRESS:
STREET 1: 19900 MACARTHUR BLVD.
STREET 2: SUITE 1100
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-660-7300
MAIL ADDRESS:
STREET 1: 19900 MACARTHUR BLVD.
STREET 2: SUITE 1100
CITY: IRVINE
STATE: CA
ZIP: 92612
MA-I/A
1
primary_doc.xml
MA-I/A
0001612429
XXXXXXXX
Adam Bauer
949-660-7303
abauer@fieldman.com
mseabrook@fieldman.com
Y
0001612429-14-000009
N
Robert
Anthony
Porr
2802248
N
1
0001612429
Fieldman, Rolapp & Associates, Inc.
05-01-2005
N
07-24-2014
0001612429
LOCATED
SUPERVISED
05-01-2005
19900 MACARTHUR BLVD.
SUITE 1100
IRVINE
CA
92612
05-2005
Fieldman, Rolapp & Associates, Inc.
Irvine
CA
92612
Y
N
Executive Vice President
10-2004
04-2005
Structured Finance Corporation of America
Huntington Beach
CA
92647
Y
Y
Senior Vice President
08-1996
09-2004
Southwest Securities
Newport Beach
CA
92660
N
Y
Investment Banker
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-05-2023
Adam Bauer
Chief Compliance Officer