0001612429-21-000007.txt : 20210601 0001612429-21-000007.hdr.sgml : 20210601 20210601131933 ACCESSION NUMBER: 0001612429-21-000007 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 BERGSTROM,ANNIKA,MARIE, FILED AS OF DATE: 20210601 DATE AS OF CHANGE: 20210601 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fieldman, Rolapp & Associates, Inc. CENTRAL INDEX KEY: 0001612429 IRS NUMBER: 952920834 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-01551 FILM NUMBER: 21984294 BUSINESS ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-660-7300 MAIL ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 MA-I/A 1 primary_doc.xml MA-I/A 0001612429 XXXXXXXX Adam Bauer 9496607303 abauer@fieldman.com mseabrook@fieldman.com N N Annika Marie Bergstrom N 1 0001612429 Fieldman, Rolapp & Associates, Inc. 04-01-2020 N 867-00175 LOCATED 04-01-2020 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 04-2020 Fieldman, Rolapp & Associates, Inc. IRVINE CA 92612 Y N Associate 05-2018 04-2020 FIELDMAN, ROLAPP & ASSOCIATES, INC. IRVINE CA 92612 Y N INTERN ANALYST 08-2016 05-2018 CHAPMAN UNIVERSITY ORANGE CA 92866 N N Full-Time Student 08-2012 08-2016 WEST RANCH HIGH SCHOOL SANTA CLARITA CA 91381 N N FULL-TIME STUDENT 08-2009 08-2012 CASTAIC MIDDLE SCHOOL SANTA CLARITA CA 91384 N N FULL-TIME STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-01-2021 Adam Bauer Chief Compliance Officer