0001612429-21-000001.txt : 20210108 0001612429-21-000001.hdr.sgml : 20210108 20210108152007 ACCESSION NUMBER: 0001612429-21-000001 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 LOVE,BRENDAN,SHEA, FILED AS OF DATE: 20210108 DATE AS OF CHANGE: 20210108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fieldman, Rolapp & Associates, Inc. CENTRAL INDEX KEY: 0001612429 IRS NUMBER: 952920834 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-01551 FILM NUMBER: 21517253 BUSINESS ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-660-7300 MAIL ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 MA-I 1 primary_doc.xml MA-I 0001612429 XXXXXXXX Adam Bauer 949-660-7303 abauer@fieldman.com mseabrook@fieldman.com N N Brendan Shea Love N 1 0001612429 Fieldman, Rolapp & Associates, Inc. 08-03-2020 Y 867-00175 SUPERVISED 08-03-2020 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 LOCATED 08-03-2020 One Sansome Street Suite 3500 San Francisco CA 94104 08-2020 Fieldman, Rolapp & Associates, Inc. IRVINE CA 92612 Y N Associate 08-2019 08-2020 Santa Clara University Santa Clara CA 95053 N N Full-Time Student 06-2019 08-2019 Fieldman, Rolapp & Associates, Inc. IRVINE CA 92612 Y N Intern 06-2018 06-2019 Santa Clara University Santa Clara CA 95053 N N Sports Marketing Intern 07-2017 06-2018 Santa Clara University Santa Clara CA 95053 N N Full-Time Student 06-2017 07-2017 Eaton Canyon Golf Course Pasadena CA 91107 N N Food and Beverage 08-2016 06-2017 Santa Clara University Santa Clara CA 95053 N N Full-Time Student 06-2016 08-2016 Citta Caffe Sierra Madre CA 91024 N N Server 08-2012 06-2016 Loyola High School Los Angeles CA 90006 N N Full-Time Student 08-2004 08-2012 St. Rita School Sierra Madre CA 91024 N N Full-Time Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-08-2021 Adam Bauer Chief Compliance Officer