0001612429-19-000023.txt : 20200106 0001612429-19-000023.hdr.sgml : 20200106 20200106092404 ACCESSION NUMBER: 0001612429-19-000023 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FABIAN,JAMES,VASILE, FILED AS OF DATE: 20191230 DATE AS OF CHANGE: 20200106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fieldman, Rolapp & Associates, Inc. CENTRAL INDEX KEY: 0001612429 IRS NUMBER: 952920834 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-01551 FILM NUMBER: 20508242 BUSINESS ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-660-7300 MAIL ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 MA-I/A 1 primary_doc.xml MA-I/A 0001612429 XXXXXXXX Michelle Seabrook 949-660-7324 mseabrook@fieldman.com Y N James Vasile Fabian 4548861 N 1 0001612429 Fieldman, Rolapp & Associates, Inc. 09-20-1999 N 867-00175 LOCATED SUPERVISED 09-20-1999 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 Jim Vasile Fabian 09-1999 Fieldman, Rolapp & Associates, Inc. Irvine CA 92612 Y N Principal and Corporate Secretary Y 12-2018 N/A0 31842 Via Oso Trabuco Canyon CA 92679 N N Rental Property Owner 0 none due to management property responsibility N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-30-2019 Adam Bauer Chief Compliance Officer