0001612429-19-000021.txt : 20191120 0001612429-19-000021.hdr.sgml : 20191120 20191120165633 ACCESSION NUMBER: 0001612429-19-000021 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 KIM,JUN,MISHIMA, FILED AS OF DATE: 20191120 DATE AS OF CHANGE: 20191120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fieldman, Rolapp & Associates, Inc. CENTRAL INDEX KEY: 0001612429 IRS NUMBER: 952920834 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-01551 FILM NUMBER: 191234888 BUSINESS ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-660-7300 MAIL ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 MA-I 1 primary_doc.xml MA-I 0001612429 XXXXXXXX Michelle Seabrook 949-660-7324 MSEABROOK@FIELDMAN.COM abauer@fieldman.com N N Jun Mishima Kim N 1 0001612429 Fieldman, Rolapp & Associates, Inc. 06-17-2019 N 867-00175 LOCATED 06-17-2019 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 06-2019 Fieldman, Rolapp & Associates, Inc. IRVINE CA 92612 Y N Associate 12-2018 06-2019 N/A Orange CA 92866 N N Unemployed 08-2015 12-2018 Chapman University Orange CA 92866 N N Full-Time Student 11-2009 06-2015 Punahou High School Honolulu HI 96822 N N Full-Time Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-20-2019 Adam Bauer Chief Compliance Officer