0001612429-19-000016.txt : 20190923 0001612429-19-000016.hdr.sgml : 20190923 20190923101358 ACCESSION NUMBER: 0001612429-19-000016 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 WILES,DANIEL,LEE, FILED AS OF DATE: 20190920 DATE AS OF CHANGE: 20190923 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fieldman, Rolapp & Associates, Inc. CENTRAL INDEX KEY: 0001612429 IRS NUMBER: 952920834 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-01551 FILM NUMBER: 191106499 BUSINESS ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-660-7300 MAIL ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 MA-I/A 1 primary_doc.xml MA-I/A 0001612429 XXXXXXXX Daniel L. Wiles 949-660-7315 dwiles@fieldman.com mseabrook@fieldman.com Y Y Daniel Lee Wiles 4609110 N 1 0001612429 Fieldman, Rolapp & Associates, Inc. 08-01-2002 N 867-00175 LOCATED SUPERVISED 08-01-2002 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 08-2002 Fieldman, Rolapp & Associates, Inc. Irvine CA 92612 Y N Principal and General Counsel N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-20-2019 Adam Bauer CEO/President/Chief Compliance Officer