0001612429-19-000005.txt : 20190205
0001612429-19-000005.hdr.sgml : 20190205
20190205162434
ACCESSION NUMBER: 0001612429-19-000005
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
PORR,ROBERT,ANTHONY,
FILED AS OF DATE: 20190205
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fieldman, Rolapp & Associates, Inc.
CENTRAL INDEX KEY: 0001612429
IRS NUMBER: 952920834
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-01551
FILM NUMBER: 19568246
BUSINESS ADDRESS:
STREET 1: 19900 MACARTHUR BLVD.
STREET 2: SUITE 1100
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-660-7300
MAIL ADDRESS:
STREET 1: 19900 MACARTHUR BLVD.
STREET 2: SUITE 1100
CITY: IRVINE
STATE: CA
ZIP: 92612
MA-I/A
1
primary_doc.xml
MA-I/A
0001612429
XXXXXXXX
Daniel L. Wiles
949-660-7315
dwiles@fieldman.com
mseabrook@fieldman.com
Y
N
Robert
Anthony
Porr
002802248
N
1
0001612429
Fieldman, Rolapp & Associates, Inc.
05-01-2005
N
867-00175
LOCATED
SUPERVISED
05-01-2005
19900 MACARTHUR BLVD.
SUITE 1100
IRVINE
CA
92612
05-2005
Fieldman, Rolapp & Associates, Inc.
Irvine
CA
92612
Y
N
Senior Vice President
10-2004
04-2005
Structured Finance Corporation of America
Huntington Beach
CA
92647
Y
Y
Senior Vice President
08-1996
09-2004
Southwest Securities
Newport Beach
CA
92660
N
Y
Investment Banker
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-05-2019
Daniel L. Wiles
Chief Compliance Officer