0001612429-18-000001.txt : 20180328 0001612429-18-000001.hdr.sgml : 20180328 20180328144801 ACCESSION NUMBER: 0001612429-18-000001 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180323 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fieldman, Rolapp & Associates, Inc. CENTRAL INDEX KEY: 0001612429 IRS NUMBER: 952920834 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-01551 FILM NUMBER: 18718174 BUSINESS ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-660-7300 MAIL ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 MA-I/A 1 primary_doc.xml MA-I/A 0001612429 XXXXXXXX Daniel L. Wiles 949-660-7315 dwiles@fieldman.com mseabrook@fieldman.com Y N Lora Alice Carpenter N 1 0001612429 Fieldman, Rolapp & Associates, Inc. 03-17-2014 N 07-24-2014 0001612429 LOCATED SUPERVISED 03-17-2014 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 03-2014 Fieldman, Rolapp & Associates, Inc. IRVINE CA 92612 Y N Senior Associate 08-2013 03-2014 UNEMPLOYED ALISO VIEJO CA 92656 N N UNEMPLOYED 07-2013 08-2013 PRIVATE RESIDENCE ORANGE CA 92868 N N PERSONAL TUTOR 06-2013 07-2013 ST. JOSEPHS HOSPITAL ORANGE CA 92868 N N RECEPTIONIST, OFFICE CLERK 08-2012 05-2013 BUCKNELL UNIVERSITY LEWISBURG PA 17837 N N FULL TIME STUDENT 06-2012 08-2012 ST. JOSEPHS HOSPITAL ORANGE CA 92868 N N RECEPTIONIST, OFFICE CLERK 08-2011 05-2012 BUCKNELL UNIVERSITY LEWISBURG PA 17837 N N FULL TIME STUDENT 06-2011 08-2011 ST. JOSEPHS HOSPITAL ORANGE CA 92868 N N RECEPTIONIST, OFFICE CLERK 08-2010 05-2011 BUCKNELL UNIVERSITY LEWISBURG PA 17837 N N FULL TIME STUDENT 06-2010 08-2010 ST. JOSEPHS HOSPITAL ORANGE CA 92868 N N RECEPTIONIST, OFFICE CLERK 08-2009 05-2010 BUCKNELL UNIVERSITY LEWISBURG PA 17837 N N FULL TIME STUDENT 06-2009 08-2009 ST. JOSEPHS HOSPITAL ORANGE CA 92868 N N RECEPTIONIST, OFFICE CLERK 09-2005 05-2009 SAGE HILL SCHOOL NEWPORT BEACH CA 92675 N N FULL TIME STUDENT 08-2003 06-2005 ST. MARGARET'S EPISCOPAL SCHOOL SAN JUAN CAPISTRANO CA 92675 N N FULL TIME STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-23-2018 Daniel Wiles Chief Compliance Officer