0001612429-18-000001.txt : 20180328
0001612429-18-000001.hdr.sgml : 20180328
20180328144801
ACCESSION NUMBER: 0001612429-18-000001
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20180323
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fieldman, Rolapp & Associates, Inc.
CENTRAL INDEX KEY: 0001612429
IRS NUMBER: 952920834
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-01551
FILM NUMBER: 18718174
BUSINESS ADDRESS:
STREET 1: 19900 MACARTHUR BLVD.
STREET 2: SUITE 1100
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-660-7300
MAIL ADDRESS:
STREET 1: 19900 MACARTHUR BLVD.
STREET 2: SUITE 1100
CITY: IRVINE
STATE: CA
ZIP: 92612
MA-I/A
1
primary_doc.xml
MA-I/A
0001612429
XXXXXXXX
Daniel L. Wiles
949-660-7315
dwiles@fieldman.com
mseabrook@fieldman.com
Y
N
Lora
Alice
Carpenter
N
1
0001612429
Fieldman, Rolapp & Associates, Inc.
03-17-2014
N
07-24-2014
0001612429
LOCATED
SUPERVISED
03-17-2014
19900 MACARTHUR BLVD.
SUITE 1100
IRVINE
CA
92612
03-2014
Fieldman, Rolapp & Associates, Inc.
IRVINE
CA
92612
Y
N
Senior Associate
08-2013
03-2014
UNEMPLOYED
ALISO VIEJO
CA
92656
N
N
UNEMPLOYED
07-2013
08-2013
PRIVATE RESIDENCE
ORANGE
CA
92868
N
N
PERSONAL TUTOR
06-2013
07-2013
ST. JOSEPHS HOSPITAL
ORANGE
CA
92868
N
N
RECEPTIONIST, OFFICE CLERK
08-2012
05-2013
BUCKNELL UNIVERSITY
LEWISBURG
PA
17837
N
N
FULL TIME STUDENT
06-2012
08-2012
ST. JOSEPHS HOSPITAL
ORANGE
CA
92868
N
N
RECEPTIONIST, OFFICE CLERK
08-2011
05-2012
BUCKNELL UNIVERSITY
LEWISBURG
PA
17837
N
N
FULL TIME STUDENT
06-2011
08-2011
ST. JOSEPHS HOSPITAL
ORANGE
CA
92868
N
N
RECEPTIONIST, OFFICE CLERK
08-2010
05-2011
BUCKNELL UNIVERSITY
LEWISBURG
PA
17837
N
N
FULL TIME STUDENT
06-2010
08-2010
ST. JOSEPHS HOSPITAL
ORANGE
CA
92868
N
N
RECEPTIONIST, OFFICE CLERK
08-2009
05-2010
BUCKNELL UNIVERSITY
LEWISBURG
PA
17837
N
N
FULL TIME STUDENT
06-2009
08-2009
ST. JOSEPHS HOSPITAL
ORANGE
CA
92868
N
N
RECEPTIONIST, OFFICE CLERK
09-2005
05-2009
SAGE HILL SCHOOL
NEWPORT BEACH
CA
92675
N
N
FULL TIME STUDENT
08-2003
06-2005
ST. MARGARET'S EPISCOPAL SCHOOL
SAN JUAN CAPISTRANO
CA
92675
N
N
FULL TIME STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-23-2018
Daniel Wiles
Chief Compliance Officer