0001612429-17-000009.txt : 20171130 0001612429-17-000009.hdr.sgml : 20171130 20171130102935 ACCESSION NUMBER: 0001612429-17-000009 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20171128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fieldman, Rolapp & Associates, Inc. CENTRAL INDEX KEY: 0001612429 IRS NUMBER: 952920834 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-01551 FILM NUMBER: 171230192 BUSINESS ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-660-7300 MAIL ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 MA-I 1 primary_doc.xml MA-I 0001612429 XXXXXXXX Daniel L. Wiles 949-660-7315 dwiles@fieldman.com mseabrook@fieldman.com N N Branden Joseph Kfoury Y 2 Fieldman, Rolapp & Associates, Inc. 08-28-2017 N 867-00175 LOCATED SUPERVISED 08-28-2017 19900 MacArthur Blvd. Suite 1100 Irvine CA 92612 Applied Best Practices, LLC 08-28-2017 N 867-01184 LOCATED SUPERVISED 08-28-2017 19900 MacArthur Blvd. Suite 1100 Irvine CA 92612 08-2017 FIELDMAN, ROLAPP & ASSOCIATES, INC. Irvine CA 92612 Y N Associate 12-2015 08-2017 Houzz, Inc. Irvine CA 92612 N N Analyst 08-2015 11-2015 All Aspects Catering Inc. San Diego CA 92121 N N Marketing/Catering Operations 08-2014 08-2015 Brantel's Catering/Kfoury Inc. Tiverton RI 02878 N N Catering Operations 05-2014 08-2014 Extended Travel Fall River MA 02720 N N Traveler 08-2013 05-2014 Fischer English Institute Santiago F3 7591538 N N English Instructor 11-2010 07-2013 BMO Capital Markets New York NY 10036 Y Y Associate 07-2009 10-2010 National Public Finance Guarantee Corporation Armonk NY 10504 Y Y Analyst 08-2005 05-2009 New York University Stern School of Business New York NY 10012 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-28-2017 Daniel Wiles Chief Compliance Officer