0001612429-17-000007.txt : 20170731
0001612429-17-000007.hdr.sgml : 20170731
20170731162627
ACCESSION NUMBER: 0001612429-17-000007
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170731
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fieldman, Rolapp & Associates, Inc.
CENTRAL INDEX KEY: 0001612429
IRS NUMBER: 952920834
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-01551
FILM NUMBER: 17993288
BUSINESS ADDRESS:
STREET 1: 19900 MACARTHUR BLVD.
STREET 2: SUITE 1100
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-660-7300
MAIL ADDRESS:
STREET 1: 19900 MACARTHUR BLVD.
STREET 2: SUITE 1100
CITY: IRVINE
STATE: CA
ZIP: 92612
MA-I/A
1
primary_doc.xml
MA-I/A
0001612429
XXXXXXXX
Daniel L. Wiles
949-660-7315
dwiles@fieldman.com
mseabrook@fieldman.com
N
Y
Tsung-hang
NMN
Lin
Y
2
0001612429
Fieldman, Rolapp & Associates, Inc.
01-05-2016
N
867-00175
LOCATED
SUPERVISED
01-05-2016
19900 MACARTHUR BLVD.
SUITE 1100
IRVINE
CA
92612
0001612595
Applied Best Practices, LLC
01-05-2016
N
867-01184
LOCATED
SUPERVISED
01-05-2016
19900 MACARTHUR BLVD.
SUITE 1100
IRVINE
CA
92612
MICHAEL
NMN
LIN
01-2016
FIELDMAN, ROLAPP & ASSOCIATES, INC.
IRVINE
CA
92612
Y
Y
ASSOCIATE
10-2015
01-2016
ZYXEL COMMUNICATIONS INC.
ANAHEIM
CA
92806
N
N
FINANCE ASSOCIATE
06-2015
09-2015
UNEMPLOYED
ANAHEIM
CA
92806
N
N
UNEMPLOYED
08-2014
05-2015
THE OHIO STATE UNIVERSITY
COLUMBUS
OH
43215
N
N
FULL TIME STUDENT
07-2013
06-2014
TAIPEI FIRE DEPARTMENT
TAIPEI
F5
11050
N
N
SUBSTITUTE MILITARY SERVICE
09-2009
06-2013
NATIONAL TAIWAN UNIVERSITY
TAIPEI
F5
10617
N
N
FULL TIME STUDENT
09-2003
06-2009
NATIONAL EXPERIMENTAL HIGH SCHOOL
HSINCHU
F5
30078
N
N
FULL TIME STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-31-2017
Daniel Wiles
Chief Compliance Officer