0001612429-17-000005.txt : 20170707 0001612429-17-000005.hdr.sgml : 20170707 20170707132500 ACCESSION NUMBER: 0001612429-17-000005 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170629 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fieldman, Rolapp & Associates, Inc. CENTRAL INDEX KEY: 0001612429 IRS NUMBER: 952920834 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-01551 FILM NUMBER: 17954750 BUSINESS ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-660-7300 MAIL ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 MA-I/A 1 primary_doc.xml MA-I/A 0001612429 XXXXXXXX Daniel L. Wiles 949-660-7315 dwiles@fieldman.com mseabrook@fieldman.com dcoats@fieldman.com N N Erik Anthony Fisher Y 2 Fieldman, Rolapp & Associates Inc. 10-12-2016 N 867-00175 LOCATED SUPERVISED 10-12-2016 19900 MacArthur Blvd. Suite 1100 Irvine CA 92612 Applied Best Practices, LLC 10-12-2016 N 867-01184 LOCATED SUPERVISED 10-12-2016 19900 MacArthur Blvd Suite 1100 Irvine CA 92612 10-2016 FIELDMAN, ROLAPP & ASSOCIATES, INC. Irvine CA 92612 Y Y Associate 06-2016 09-2016 The Litigation Group Newport Beach CA 92660 N N Research Analyst 08-2015 04-2016 Pepperdine University Malibu CA 90263 N N Student 06-2015 08-2015 The Litigation Group Newport Beach CA 92660 N N Research Analyst 08-2014 05-2015 Pepperdine University Malibu CA 90263 N N Student 05-2014 08-2014 Dick's Sporting Goods Newport Beach CA 92660 N N Sales Associate & Cashier 08-2013 04-2014 Pepperdine University Malibu CA 90263 N N Student 06-2012 08-2013 Dick's Sporting Goods Newport Beach CA 92660 N N Sales Associate & Cashier 08-2008 06-2012 Corona Del Mar High School Newport Beach CA 92660 N N Full-Time Student 08-2006 06-2008 Corona Del Mar Middle School Newport Beach CA 92660 N N Full-Time Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-29-2017 Daniel Wiles Chief Compliance Officer